Chief Compliance Officer Consultant

Staff Financial Group; New York (NY); On-site; USD 150,000 - 200,000; Full time

Job summary

An emerging technology company is seeking a Senior Level Compliance Professional for a consulting opportunity in New York. This role offers the chance to work closely with C-Level executives and evaluate compliance processes within the organization. The initial project duration is 30-90 days, with the potential for extension or a permanent Chief Compliance Officer position. If you have a strong background in FINRA and financial securities compliance, this is an exciting opportunity to make a significant impact in a growing firm. Join a dynamic team and help shape compliance strategies in a fast-paced environment.

Qualifications

• Experience in financial services compliance, especially with FINRA regulations.
• Strong understanding of technology and compliance processes.

Responsibilities

• Evaluate client technology and processes for compliance with financial regulations.
• Work closely with C-Level executives to ensure compliance standards.

Skills

FINRA Compliance

Financial Securities Compliance

Consulting Experience

Education

Bachelor's Degree in Finance or related field

Job description

We are searching for a Senior Level Compliance professionial with financial services experience. This is a short-term consulting project that could go permanent depending on the performance and chemistry with the other C-Level executives. Below is a snapshot of the opportunity.

Compliance Professional Consulting Opportunity

Who: US HQ of emerging technology company. Owned by Large International Organization
What: Compliance Officer - Consulting Opportunity
When: Immediate Need
Where: NY
Why: Growth
Pay Rate: Up to $200/hr



I am in search of a Compliance Professional with a FINRA/Financial Securities Compliance background to evaluate my client and their technology and processes.

The position would pay $200/hr and the initial project would be 30-90 days with the potential for extension and/or a Chief Compliance Officer role within the organization.

Please let me know if there is anyone in your network that may be looking for a consulting opportunity.


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