Business Analyst for 4210 - Onsite

The Dignify Solutions, LLC; New York (NY); On-site; USD 75,000 - 130,000; Full time

Job summary

A leading IT services and consulting company seeks a Business Operations Analyst to oversee project documentation, manage risks, and improve regulatory controls. Key responsibilities include collaborating with stakeholders and ensuring compliance with margin requirements. Applicants should have extensive experience in margin operations and project delivery.

Qualifications

• Five-plus years of margin operations experience related to Regulation T, Client Rule 4210.
• Prior experience in a highly automated environment with recommendations for improvements is a plus.

Responsibilities

• Oversee the creation and approval of core project documentation.
• Risk and issue identification, communication, and resolution.
• Participate in credit and margin industry discussions.

Skills

Delivery of large multi-functional projects

Ability to present well and communicate clearly

Ability to multitask and work in a team environment

Excel

Word

PowerPoint

Margin operations experience

Experience in automated environments

Job description

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• Oversee the creation and approval of core project documentation including business requirements, functional requirements, technical specifications, user acceptance testing.
• Documentation of all required meeting materials
• Risk and issue identification, communication and resolution.
• Working with functional leads and front-to-back stakeholders in the development of workstream strategy and delivery.
• Objectives planning, defining scope and deliverables
• Project plan development including activity planning, sequencing and resource management
• Prime Brokerage Experience in Client Services; Risk; Compliance.
• Understanding of Margin Requirement and support Collateral Margin Management.
• Participate in credit and margin industry roundtable discussions
• Keep track of new rules and requirements.
• Research regulatory impact of new business initiatives on margin policies.
• Learn regulatory jurisdictions outside of the US and the interplay of regulatory rules between jurisdictions affecting our inter-affiliate transactions
• Continue to improve automation for all aspects of regulatory requirements.
• Further document and improve regulatory controls and procedures.
• Participate in external audits and queries from regulators and auditors
  
  

• Oversee the creation and approval of core project documentation including business requirements, functional requirements, technical specifications, user acceptance testing.
• Documentation of all required meeting materials
• Risk and issue identification, communication and resolution.
• Working with functional leads and front-to-back stakeholders in the development of workstream strategy and delivery.
• Objectives planning, defining scope and deliverables
• Project plan development including activity planning, sequencing and resource management
• Prime Brokerage Experience in Client Services; Risk; Compliance.
• Understanding of Margin Requirement and support Collateral Margin Management.
• Participate in credit and margin industry roundtable discussions
• Keep track of new rules and requirements.
• Research regulatory impact of new business initiatives on margin policies.
• Learn regulatory jurisdictions outside of the US and the interplay of regulatory rules between jurisdictions affecting our inter-affiliate transactions
• Continue to improve automation for all aspects of regulatory requirements.
• Further document and improve regulatory controls and procedures.
• Participate in external audits and queries from regulators and auditors
  
  

Skills:

• Delivery of large multi-functional projects.
• Experience in the development of program documentation as noted above
• Ability to present well and communicate clearly
• Ability to multitask and work in a team environment
• Excel, Word, PowerPoint skills a requirement
• Five-plus years of margin operations experience related to Regulation T, Client Rule 4210
• Prior experience in a highly automated environment and the ability to recommend a system or process improvements is a plus.

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Other

• Industries

  IT Services and IT Consulting

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