Branch Operations Manager (Fort Lauderdale, FL)

Raymond James, Inc.; Fort Lauderdale (FL); Presencial; USD 75.000 - 105.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Benefits package

Paid time off

Descripción de la vacante

Raymond James Financial, Inc. is seeking a Branch Operations Manager in Fort Lauderdale, FL to oversee the branch's daily operational efficiency under the Branch Manager.

You will supervise operations staff, coordinate with the home office, and ensure compliance with firm and regulatory policies. The role requires a bachelor’s degree and 3+ years in financial services with supervisory experience; licenses and state registrations may be required.

Formación

• Bachelor’s degree and 3+ years in financial services with supervisory experience.
• Equivalent combination of experience, education and/or training accepted.
• Familiarity with regulatory compliance and internal controls.

Responsabilidades

• Back-up for all operational functions as workload requires.
• Coordinate branch-home office workflow with home office personnel.
• Complete self-audit of branch procedures.
• Assist Branch Manager with confidential matters and compliance visits.
• Control expenses and operate at peak efficiencies.
• Oversee supplies, purchase orders and petty cash handling.
• Review branch invoices and operating statements.
• Coordinate staff staffing and cross-training for coverage.
• Recruit, train, supervise branch operations associates.
• Manage rent, facility, maintenance and security issues.
• Conduct performance management and salary reviews.

Conocimientos

Leadership

Supervisory experience

Operational management

Financial services knowledge

Educación

Bachelor's: Accounting

Bachelor's: Business Administration

Bachelor's: Finance

Descripción del empleo

## Branch Operations Manager (Fort Lauderdale, FL)Apply: Fort Lauderdale, Florida - United States: Full time: Posted Today: R-0013172**Job Description Summary**Under branch manager direction manage the overall operational efficiency of the branch office. Directs day to day operational functions, ensuring compliance with firm and regulatory policies and procedures. Uses extensive knowledge and skills obtained through education and experience to identify, research, analyze and resolve complex issues.**Job Description****Responsibilities*** Performs back-up for all operational functions as required by workloads and absences.* Works directly with home office personnel to coordinate branch-home office workflow.* Completes self-audit of branch procedures.* Assists Branch Manager with confidential matters and compliance visits and replies.* Assists Branch Manager with controlling expenses and operating at peak efficiencies.* Oversees ordering of supplies, purchase orders and postage usage.* Maintains accounting of branch petty cash.* May review branch invoices and operating statements.* Researches and resolves complex problems relating to client accounts and inquiries.* Assists Branch Manager in disseminating information at regular branch meetings.* Coordinate rent, facility, office maintenance and cleaning/security issues.* Recruits, selects, orients, trains and supervises branch operations associates.* In conjunction with the Branch Manager conducts ongoing performance management, scheduled performance appraisals and salary reviews of operations associates, and maintains branch associate files.* Reviews daily work of operations associates.* Evaluates workload and responsibilities of support staff to determine necessary assignment changes to maintain efficient workflow.* Ensures daily staffing levels and cross-training is adequate.* Coordinates registrations, continuing education, licensing, etc. of branch personnel.* Performs other duties and responsibilities as assigned. May perform some Branch Manager duties**Education/Experience Requirements*** Bachelor’s degree and three years’ experience in the financial services industry, preferably including related operational management and supervisory experience~or~* An equivalent combination of experience, education and/or training as approved by Human Resources**Licenses Required*** SIE required provided that an exemption or grandfathering cannot be applied* Series 7, 9 & 10* Series 63, 65 and/or 66 as required by state* Ability to obtain additional securities and advisory state registrations if required by state**Education**Bachelor’s: Accounting, Bachelor’s: Business Administration, Bachelor’s: Finance**Work Experience**General Experience - 3 to 6 years, Manager Experience - 13 months to 3 years**Certifications**s10 - General Securities Sales Supervisor - General Module Examination - Financial Industry Regulatory Authority (FINRA), s66 - Uniform Combined State Law Examination - Financial Industry Regulatory Authority (FINRA), s7 - General Securities Representative Examination - Financial Industry Regulatory Authority (FINRA), s9 - General Securities Sales Supervisor - Options Module Examination - Financial Industry Regulatory Authority (FINRA), Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)**Travel**Less than 25%**Workstyle**ResidentThe total compensation for this position includes base salary or wages, and may include components such as additional compensation (cash or equity), discretionary bonuses, or commissions. This position is eligible for a benefits package that may include medical, dental, and vision; life insurance; critical illness insurance and accident insurance; disability benefits; retirement savings; paid time off (including vacation, holidays, and sick leave); and parental leave. Eligibility for benefits and specific offerings may vary based on position and employment status. To view more details of the benefits offered, visit Myrjbenefits.com.At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity, independence and a conservative, long-term view. We expect our associates at all levels to: • Grow professionally and inspire others to do the same • Work with and through others to achieve desired outcomes • Make prompt, pragmatic choices and act with the client in mind • Take ownership and hold themselves and others accountable for delivering results that matter • Contribute to the continuous evolution of the firmAt Raymond James – as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.#LI-AS1