AVP, Funds Legal & Regulatory – Wealth Vehicle Compliance

Brookfield Asset Management; New York (NY); On-site; USD 120,000 - 165,000; Full time

Benefits offered by this job

Brookfield Culture

Job summary

Brookfield Asset Management in New York is seeking an Assistant Vice President to support its Funds Legal and Regulatory Team. The role concentrates on regulatory matters for Brookfield's private wealth fund platform, including both registered and unregistered Wealth Vehicles offered in the U.S.

and abroad. You will translate complex regulatory requirements into practical controls, coordinate with internal stakeholders and service providers, and oversee fund filings, distribution activity, and

Qualifications

• Bachelor's degree or higher required.
• 3-5 years of compliance- or audit-related experience in asset management or equivalent paralegal experience at a top law firm.
• Experience in asset management, capital markets, or financial services preferred.
• Strong interpersonal and communication skills; ability to work across teams.

Responsibilities

• Develop, monitor and enhance policies and procedures for US and international Wealth Vehicles.
• Oversee regulatory filings, compliance testing and distribution oversight.
• Review marketing materials for regulatory compliance as needed.
• Coordinate with internal stakeholders and service providers on regulatory matters.

Skills

Regulatory compliance

Communication skills

Prioritization

Time management

Attention to detail

Cross-functional collaboration

Education

Bachelor's or higher

Job description

Brookfield Asset Management in New York is seeking an Assistant Vice President to support its Funds Legal and Regulatory Team. The role concentrates on regulatory matters for Brookfield's private wealth fund platform, including both registered and unregistered Wealth Vehicles offered in the U.S.

and abroad. You will translate complex regulatory requirements into practical controls, coordinate with internal stakeholders and service providers, and oversee fund filings, distribution activity, and