AVP - Fixed Income Compliance Advisor

Larson Maddox; New York (NY); On-site; USD 110,000 - 160,000; Full time

Job summary

A leading company in the financial sector is seeking an AVP / Manager for Fixed Income Compliance Advice. This position involves offering specialized compliance guidance to senior leaders within the growing Capital Markets division. The successful candidate will help implement regulatory initiatives and develop necessary controls while engaging with regulatory bodies. Suitable candidates should possess over 5 years of compliance experience and a strong understanding of Fixed Income regulations.

Qualifications

• Minimum of 5+ years of relevant compliance experience.
• Excellent working knowledge of regulations governing the Fixed Income space.

Responsibilities

• Providing specialist product and business Compliance advice to key stakeholders.
• Engagement with regulators for regulatory approvals.
• Working closely with Fixed Income business leaders to implement regulatory initiatives.
• Developing controls for the Fixed Income Business.

Skills

Regulatory Knowledge

Compliance Advice

Job description

AVP / Manager - Fixed Income Compliance Advice

Check out the role overview below. If you are confident you have the right skills and experience, apply today.

Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Manager / AVP level to provide specialist Compliance advice and guidance to senior leaders and key members of the firm's growing Capital Markets business. The firm is one of Europe's largest banking groups, with a global presence that continues to strengthen. The US Capital Markets arm has been identified as a key growth area, and this role is the first of several new hires in a newly created specialist group.

You will report directly to the US Head of Fixed Income Compliance.

The Manager of Fixed Income Compliance Advice will be responsible for:

1. Providing specialist product and business Compliance advice to key stakeholders and senior leaders in the wider Fixed Income Markets business, focusing on controls as well as policies & procedures.
2. Engagement with regulators for regulatory approvals.
3. Working closely with Fixed Income business leaders to implement regulatory initiatives.
4. Developing controls for the Fixed Income Business.

The ideal candidate should have the following qualifications:

1. Minimum of 5+ years of relevant compliance experience, including providing compliance advice to Fixed Income / Debt Capital Markets sales and trading teams.
2. Excellent working knowledge of regulations governing the Fixed Income space.