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Audit Manager - U.S. AML

RBC Capital Markets, LLC

Jersey City, Providence (NJ, RI)

Hybrid

USD 80,000 - 135,000

Full time

14 days ago

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Job summary

An established industry player is seeking an Audit Manager to join its U.S. AML Audit Team. In this dynamic role, you'll provide independent evaluations of anti-money laundering practices across a range of financial services, supporting the Director in leading audits and strategic initiatives. This position offers competitive compensation, a comprehensive rewards program, and the chance to make a significant impact in a collaborative environment. If you thrive on challenges and seek to contribute to a high-performing team, this opportunity is perfect for you.

Benefits

401(k) with company-matching contributions
Health insurance
Dental insurance
Vision insurance
Life insurance
Disability insurance
Paid time off

Qualifications

  • 3-5 years of experience in financial crimes as an auditor or compliance professional.
  • CAMS certification is a plus.

Responsibilities

  • Evaluate the effectiveness of AML practices across various RBC businesses.
  • Lead AML audits and support regulatory issue validation.

Skills

Adaptability
Anti-Money Laundering (AML)
Anti-Money Laundering Compliance
Auditing
Commercial Acumen
Communication
Detail-Oriented
Financial Crimes Compliance
Internal Audit Controls
Interpersonal Relationship Management
Long Term Planning
Results-Oriented

Education

Undergraduate degree

Job description

Job Summary

Job Description

What is the Opportunity?

Audit Manager for the RBC U.S. AML Audit Team.

What will you do?

  • Provide independent and objective evaluation of the adequacy and effectiveness of anti-money laundering (AML) practices for RBC's U.S. Capital Markets, Wealth Management, Asset Management, and retail banking businesses.
  • Support the Director - RBC U.S. Financial Crimes by helping to lead AML audits across the U.S. portfolio, including through the audit planning, reporting, and issue remediation phases.
  • Assist in non-audit related projects including regulatory issue validation, audit risk assessments, and other strategic initiatives.

What do you need to succeed?

Must Have

  • Approximately 3-5 years of relevant experience covering financial crimes (BSA/AML, OFAC, Anti-Bribery and Corruption) as an internal auditor (third-line or defense), compliance professional (second-line of defense) for large financial institutions.
  • Undergraduate degree.

Nice to have

  • Certified Anti-Money Laundering Specialist (CAMS) certification.

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • A comprehensive Total Rewards Program including competitive compensation and flexible benefits, such as 401(k) with company-matching contributions, health, dental, vision, life, disability insurance, and paid time off.
  • Leaders who support your development through coaching and managing opportunities.
  • Opportunity to make a difference and a lasting impact.
  • Work in a dynamic, collaborative, progressive, and high-performing team.
  • Challenging work opportunities.
  • Build close relationships with clients.

The expected salary range for this position is $80,000-$135,000, depending on experience, skills, registration status, market conditions, and business needs.

You may earn more through RBC's discretionary variable compensation program, which offers an opportunity to increase your total earnings, contingent on business performance and individual goals.

RBC's compensation philosophy emphasizes attracting, engaging, and retaining a highly qualified global workforce that:

  • Drives RBC's high-performance culture.
  • Enables achievement of strategic goals.
  • Generates sustainable shareholder returns and above-market shareholder value.

#LI-POST
#LI-Hybrid

Job Skills

Adaptability, Anti-Money Laundering (AML), Anti-Money Laundering Compliance, Auditing, Commercial Acumen, Communication, Detail-Oriented, Financial Crimes Compliance, Internal Audit Controls, Internal Auditing, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-Oriented

Additional Job Details

Address:

GOLDMAN SACHS TOWER, 30 HUDSON STREET, JERSEY CITY

City:

Jersey City

Country:

United States of America

Work hours/week:

40

Employment Type:

Full-time

Platform:

INTERNAL AUDIT

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2025-04-18

Application Deadline:

2025-05-16

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above.

Inclusion and Equal Opportunity Employment

At RBC, we believe an inclusive workplace with diverse perspectives is key to our continued growth. We aim to create a workplace where employees feel supported, collaborate effectively, drive innovation, and grow professionally. RBC fosters a culture of respect, belonging, and opportunity for all.

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