Audit Manager - Treasury/Liquidity Risk (VP)

Madison-Davis; Charlotte (NC); On-site; USD 150,000 - 210,000; Full time

Job summary

Global Financial Institution in Charlotte seeks a Vice President to lead Treasury & Liquidity Risk Audit engagements within Internal Audit. You will design and supervise risk-based audits focusing on liquidity, ALM, funding, and deposits, guiding audit teams from planning through final reporting.

The role requires 7+ years in banking or financial services, strong knowledge of liquidity risk and interest rate risk, and excellent communication with senior management.

Qualifications

• 7+ years of experience in banking, financial services, treasury, risk management, or internal audit.
• Strong experience auditing treasury and financial risk management functions.
• Deep knowledge of liquidity risk, funding, and asset-liability management.
• Strong understanding of interest rate risk and deposit-related risks.
• Experience leading internal audit engagements from planning through completion.
• Knowledge of IIA standards, audit methodologies, and internal controls.
• Experience with risk assessments and continuous monitoring.
• Strong ability to assess control effectiveness and develop practical recommendations.
• Experience managing, coaching, and developing audit professionals.
• Excellent communication skills with the ability to present findings to senior management.
• Ability to collaborate effectively with business leaders, risk teams, and external auditors.
• Bachelor's degree in Finance, Accounting, Economics, or a related field; CIA, CPA, CFA, or FRM preferred

Responsibilities

• Lead and supervise internal audit engagements across treasury and financial risk functions
• Direct audits covering liquidity risk, asset-liability management, funding, interest rate risk, and deposits
• Manage engagements from planning and risk assessment through testing, reporting, and issue validation
• Review audit workpapers and ensure compliance with IIA standards and internal audit policies
• Identify control weaknesses, assess risk implications, and recommend corrective actions
• Communicate audit strategy, findings, and remediation requirements to senior stakeholders
• Coach and develop internal and co-sourced audit professionals
• Participate in quarterly and annual continuous monitoring and risk assessments
• Evaluate changes in business activities and risk profiles to inform audit coverage
• Track and validate remediation of Internal Audit and regulatory findings
• Support broader audit plan execution and assurance activities
• Participate in special projects and process improvement initiatives

Skills

Experience in banking and financial

Treasury and financial risk management

Audit leadership

Communication with senior stakeholders

IIA standards knowledge

Risk assessment & monitoring

Collaboration with risk teams

Education

Bachelor's degree in Finance, Accounting, Economics, or related field

CIA, CPA, CFA, or FRM preferred

Job description

ABOUT THE ROLE

A leading global financial institution is seeking an experienced Vice President, Treasury & Liquidity Risk Audit professional to join its Internal Audit function. This role will design and supervise risk-based audits covering treasury and financial risk activities, with a primary focus on liquidity, asset-liability management, funding, interest rate risk, and deposits. The ideal candidate will have significant banking or financial services experience and strong expertise in treasury and financial risk management. This individual will lead audit teams through the full engagement lifecycle, evaluate control effectiveness, communicate findings to senior stakeholders, and contribute to continuous risk assessment and the broader Internal Audit plan.

RESPONSIBILITIES

• Lead and supervise internal audit engagements across treasury and financial risk functions
• Direct audits covering liquidity risk, asset-liability management, funding, interest rate risk, and deposits
• Manage engagements from planning and risk assessment through testing, reporting, and issue validation
• Review audit workpapers and ensure compliance with IIA standards and internal audit policies
• Identify control weaknesses, assess risk implications, and recommend corrective actions
• Communicate audit strategy, findings, and remediation requirements to senior stakeholders
• Coach and develop internal and co-sourced audit professionals
• Participate in quarterly and annual continuous monitoring and risk assessments
• Evaluate changes in business activities and risk profiles to inform audit coverage
• Track and validate remediation of Internal Audit and regulatory findings
• Support broader audit plan execution and assurance activities
• Participate in special projects and process improvement initiatives

QUALIFICATIONS

• 7+ years of experience in banking, financial services, treasury, risk management, or internal audit
• Strong experience auditing treasury and financial risk management functions
• Deep knowledge of liquidity risk, funding, and asset-liability management
• Strong understanding of interest rate risk and deposit-related risks
• Experience leading internal audit engagements from planning through completion
• Knowledge of IIA standards, audit methodologies, and internal controls
• Experience with risk assessments and continuous monitoring
• Strong ability to assess control effectiveness and develop practical recommendations
• Experience managing, coaching, and developing audit professionals
• Excellent communication skills with the ability to present findings to senior management
• Ability to collaborate effectively with business leaders, risk teams, and external auditors
• Bachelor's degree in Finance, Accounting, Economics, or a related field;CIA, CPA, CFA, or FRM preferred