Audit Manager, Liquidity Risk Management (AVP)

Hw3 Llc; United States; Sur place; USD 120 000 - 180 000; Plein temps

Résumé du poste

IADA is seeking an Audit Manager/Senior Audit Manager to join the Liquidity Risk Audit Team. You will execute risk-based audits across liquidity, treasury, and capital management functions, providing independent assurance over controls and governance.

The role involves partnering with stakeholders, staying current on regulatory changes, and driving audit function enhancements. You will lead audits through planning, fieldwork, and reporting, leverage data analytics and AI-enabled tools, and

Qualifications

• Bachelor's degree required; advanced degree preferred.
• CPA/CA/CIA/CISA or equivalent preferred.
• 5-7 years of relevant experience in internal audit, external audit, regulatory examination, risk management, or related control function.

Responsabilités

• Execute audits within the Liquidity Risk Management audit universe, including: Independent Liquidity Review Function, Treasury Banking Functions, Capital Management.
• Perform audit activities across all phases of the audit lifecycle (planning, fieldwork, reporting, issue follow-up).
• Adhere to established audit timelines, project plans, and scheduling requirements.
• Support Continuous Monitoring Program by assessing risks and remediation of issues.
• Collaborate with other Internal Audit teams for integrated audits and advisory support.
• Conduct special audits, regulatory reviews, investigations, and other ad hoc projects as assigned.
• Maintain knowledge of banking regulations and industry developments affecting liquidity, treasury, and capital management.
• Build relationships with management, risk/control functions, auditors, and regulators.
• Support quality assurance and promote adherence to audit standards and best practices.

Connaissances

Auditing

Analytical thinking

Communication

Project management

Data analytics

Regulatory knowledge

Formation

Bachelor's degree

Advanced degree preferred

CPA/CA/CIA/CISA preferred

Outils

Data analytics tools

AI-enabled tools

Description du poste

The Audit Manager/Senior Audit Manager will be a key member of the Liquidity Risk Audit Team within IADA. This role is responsible for executing risk-based audits across liquidity, treasury, and capital management functions, providing independent assurance over the effectiveness of controls and governance processes. The successful candidate will partner with stakeholders across the organization, remain current on regulatory developments, and contribute to the continuous enhancement of the audit function.

Key Responsibilities

• Execute audits within the Liquidity Risk Management audit universe, including:
• Liquidity Risk Management o Independent Liquidity Review Function o Treasury Banking Functions o Capital Management
• Perform audit activities across all phases of the audit lifecycle, including planning, fieldwork, reporting, and issue follow-up, in accordance with IADA methodology and professional standards.
• Adhere to established audit timelines, project plans, and departmental scheduling requirements.
• Support the Continuous Monitoring Program by assessing emerging risks, monitoring changes within the liquidity risk environment, and validating the remediation of audit issues.
• Collaborate with other Internal Audit teams to support integrated audits and provide subject matter expertise when required.
• Conduct special audits, regulatory reviews, investigations, and other ad hoc projects as assigned.
• Maintain knowledge of applicable banking regulations, supervisory expectations, and industry developments affecting liquidity, treasury, and capital management activities.
• Build and maintain effective working relationships with business management, risk and control functions, external auditors, regulatory agencies, and audit colleagues.
• Support quality assurance initiatives and continuously promote adherence to audit standards, methodologies, and best practices.

Qualifications

Education & Certifications

• Bachelor's degree required; advanced degree preferred.
• Professional certifications such as CPA, CA, CIA, CISA, or equivalent are preferred.

Experience

• 5-7 years of relevant experience in internal audit, external audit, regulatory examination, risk management, or a related control function within the financial services industry.
• Experience auditing liquidity risk, treasury, capital management, market risk, or related banking functions is strongly preferred.

Knowledge & Skills

• Strong understanding of internal audit principles, standards, practices, and methodologies.
• Knowledge of risk management frameworks, internal controls, governance processes, and regulatory compliance requirements.
• Familiarity with key banking and securities regulations and the ability to assess associated risks and controls.
• Ability to independently plan and execute audits in accordance with professional auditing standards and organizational policies.
• Experience leveraging data analytics, automation, AI-enabled tools, or other technology solutions to enhance audit efficiency and effectiveness.
• Excellent analytical, critical thinking, and problem-solving capabilities.
• Strong verbal and written communication skills, including the ability to prepare high-quality audit documentation and communicate effectively with senior stakeholders.
• Proven project management and organizational skills with the ability to prioritize multiple assignments and meet deadlines in a fast-paced environment.

Preferred Attributes

• Strong understanding of liquidity risk management practices within a banking environment.
• Ability to work independently while collaborating effectively across teams and functions.
• Demonstrated commitment to continuous learning and staying current with evolving regulatory expectations and industry developments.
• Proactive, detail-oriented, and results-driven mindset with a focus on delivering high-quality audit outcomes.