Audit Manager, Risk & Controls Leader

Ameriprise Financial Services, LLC; Minneapolis (MN); Hybrid; USD 93,000 - 128,000; Full time

Job summary

Ameriprise Financial Services, LLC is seeking an Audit Manager to plan and execute risk-based audit activities, lead projects, and improve governance processes. The role focuses on SOX/MAR/FDICIA compliance and ensuring effective risk management.

Collaboration with management and control groups is essential. Ideal candidates have a bachelor’s degree and 3–5 years of audit experience, with strong leadership and communication skills.

Qualifications

• 3–5 years of audit experience is required.
• Bachelor's degree required; accounting/finance preferred.
• Demonstrated proficiency in leading multiple projects and applying audit theory.

Responsibilities

• Plan and execute portions of the Risk and Control Services plan, including audit activities.
• Identify control deficiencies, assess risk, and propose cost-effective improvements.
• Supervise and lead assigned projects and teams, ensuring timely delivery.
• Coordinate with control groups and communicate challenges to meet deadlines.
• Recommend changes to the Risk and Control Services plan to address risk areas.

Skills

Audit experience

Project leadership

Risk & control knowledge

Communication skills

Staff mentoring

Education

Bachelor's degree

Accounting or Finance degree

CIA/CISA/CPA/CFSA certifications

Tools

Power BI

Audit methodologies

Job description

Ameriprise Financial Services, LLC is seeking an Audit Manager to plan and execute risk-based audit activities, lead projects, and improve governance processes. The role focuses on SOX/MAR/FDICIA compliance and ensuring effective risk management.

Collaboration with management and control groups is essential. Ideal candidates have a bachelor’s degree and 3–5 years of audit experience, with strong leadership and communication skills.