Audit Manager I: BSA/AML Controls Lead

TD Bank, N.A.; Charlotte (NC); On-site; USD 77,000 - 129,000; Full time

Job summary

TD Bank, N.A. is seeking an Audit Manager I in Charlotte, NC to execute audits for an assigned business line, function, or project.

The role may involve leading audits end-to-end and coaching others, ensuring high-quality documentation and timely delivery while handling confidential information with discretion. The candidate will bring 5+ years of relevant audit experience, with preference for BSA/AML/OFAC domain exposure and professional certifications such as CAMS or CIA.

Qualifications

• Undergraduate degree required.
• 5+ years of relevant experience.
• Experience auditing in BSA/AML/OFAC domain preferred.
• Ability to multi task audit deliverables and manage priorities for delivery.
• Understand regulatory environment related to BSA/AML; exposure to high regulatory scrutiny.
• Relevant professional certifications (e.g. CAMS, CIA or similar) preferred.

Responsibilities

• Conduct audit work for assigned business, function or project.
• Oversee and independently perform audits from end-to-end.
• Provide subject matter expertise on audits of varying complexity.
• Lead moderately complex audits and manage audit findings and documentation.
• Coordinate with stakeholders and ensure completion of audit activities.
• Present objective audit opinions and recommendations to management.

Skills

BSA/AML/OFAC audit experience

Audit deliverables multitasking

Regulatory environment understanding

Professional certifications (CAMS/CIA)

Education

Undergraduate degree

Job description

TD Bank, N.A. is seeking an Audit Manager I in Charlotte, NC to execute audits for an assigned business line, function, or project.

The role may involve leading audits end-to-end and coaching others, ensuring high-quality documentation and timely delivery while handling confidential information with discretion. The candidate will bring 5+ years of relevant audit experience, with preference for BSA/AML/OFAC domain exposure and professional certifications such as CAMS or CIA.