Associate, Operations (Hybrid - Flexible Options)

Lensa; Denver (CO); Hybrid; USD 50,000 - 60,000; Full time

Job summary

A leading company in financial technology solutions is seeking an Operations Associate to support mutual fund families and clients with account setups. This hybrid role offers flexibility in the workplace while demanding strong attention to detail and prior experience in financial services. Ideal candidates will possess a Bachelor's degree and a commitment to helping clients effectively.

Benefits

Flexible work arrangements

Comprehensive benefit offerings

Qualifications

• One year of financial services experience, preferred in brokerage or mutual fund industry.
• Knowledge of account setup processes.
• Series 6 or 7 license preferred.

Responsibilities

• Verify the accuracy of account setup files from clients.
• Research and resolve inquiries from fund families regarding account setups.
• Prepare and submit automated account setup files.

Skills

Financial services experience

Client communication

Attention to detail

Education

Bachelor's Degree in economics, finance, business administration, or related discipline

Job description

Associate, Operations (Hybrid - Flexible Options)

Associate, Operations (Hybrid - Flexible Options)

1 day ago Be among the first 25 applicants

Lensa partners with DirectEmployers to promote this job for Broadridge Financial Solutions , Inc..

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If youre passionate about developing your career, while helping others along the way, come join the Broadridge team.

Broadridge is growing! We are seeking an Operations Associate to join our team. In this role you will work closely with mutual fund families and clients to establish accounts with fund families, verify broker dealer information, and research commission inquires.

We are made up of high performing teams that meet in person to learn and collaborate as needed. This role is considered hybrid, which means youll be assigned to either our Phoenix, AZ or Denver, CO offices andgiven the flexibility to work remote.

Why Broadridge?

• Innovative Environment: Work alongside high-performing teams committed to excellence and collaboration.
• Flexible Work Arrangements: Enjoy a hybrid role with both in-office and remote work flexibility.
  
  

Responsibilities

• Verify the accuracy of account setup files received from clients.
• Prepare and submit automated account setup files to fund families via NSCC interface.
• Prepare and fax account setup files to fund families that do not participate in NSCC.
• Prepare and submit email reports to fund families once accounts are established for broker dealer verification.
• Research and resolve inquiries from fund families regarding the proper setup of accounts.
• Verify broker dealer information via web or telephone.
• Research and resolve commission inquiries.
• Assist on projects and conversions.
  
  

Requirements

• Bachelors Degree in economics, finance, business administration, or a related discipline.
• One year of financial services experience, preferably in the brokerage or mutual fund industry.
• Series 6 or 7 license preferred.
  
  

Compensation Range:$50,000 - $60,000

Broadridge considers various factors when evaluating a candidate's final salary including, but not limited to, relevant experience, skills, and education.

Bonus Eligibility:Bonus Eligible

Benefits Information:Please visit www.broadridgebenefits.com for more information on our comprehensive benefit offerings.

We are dedicated to fostering a collaborative, engaging, and inclusive environment and are committed to providing a workplace that empowers associates to be authentic and bring their best to work. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a companyand ultimately a communitythat recognizes and celebrates everyones unique perspective.

US applicants: Clickhere (https://www.eeoc.gov/sites/default/files/2023-06/22-088_EEOC_KnowYourRights6.12ScreenRdr.pdf) to view the EEOC " Know Your Rights " poster.

Disability Assistance

We recognize that ensuring our long-term success means creating an environment where everyone is welcome, where everyone's strengths are valued, and where everyone can perform at their best. Broadridge provides equal employment opportunities to all associates and applicants for employment without regard to race, color, religion, sex (including sexual orientation, gender identity or expression, and pregnancy), marital status, national origin, ethnic origin, age, disability, genetic information, military or veteran status, and other protected characteristics protected by applicable federal, state, or local laws.

If you need assistance or would like to request reasonable accommodations during the application and/or hiring process, please contact us at 888-237-7769 or by sending an email to [e-mail] .

Broadridge Financial Solutions, Inc. (NYSE: BR) , is a global Fintech leader, delivering technology-driven solutions that drive digital transformation for banks, broker-dealers, asset and wealth managers and public companies. At Broadridge, we are committed to making a difference (https://www.broadridge.com/about/sustainability/) . Our unique culture is guided by the Service-Profit Chainthe idea that success is mutual, directly connecting employee engagement, client satisfaction, and the creation of stockholder value. We enable better financial lives by providing the critical infrastructure that powers investing, corporate governance and communications . A certified Great Place to Work, Broadridge is part of the S&P 500 Index, employing over 14,000 associates in 21 countries.

LinkedIn (https://www.linkedin.com/company/broadridge-financial-solutions/mycompany/)

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Glassdoor

The Muse (https://www.themuse.com/profiles/broadridge)

Broadridge is committed to creating an engaging workplace for the most talented associates in our industry. We are dedicated to fostering a collaborative, inclusive , and healthy environment that promotes flexibility and accountability. As a leading provider of technology, communications, and data and analytics solutions to businesses around the world, it is critical that we understand, embrace, and operate in a multicultural environment. Every associate has unique strengths, which, when fully appreciated and embraced, allow individuals to perform at their best, leading to our success.

We believe that our associates are our most important asset. Encouraging professional development opportunities is a core part of our culture. Broadridge provides educational opportunities, including formal classes, training programs and events. To enable learning in our hybrid working model, Broadridge has redesigned all development programs for 100% virtual delivery. Our associates have access to 8,500+ online courses covering business, leadership, technical, and function-specific topics through our LinkedIn Learning program.

If you have questions about this posting, please contact [e-mail]

Seniority level

• Seniority level

  Entry level

Employment type

• Employment type

  Full-time

Job function

• Job function

  Management and Manufacturing

• Industries

  IT Services and IT Consulting

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