Associate Financial Advisor Trainee

LPL Financial; Tempe (AZ); On-site; USD 63,841,000 - 106,487,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Volunteer time off

Job summary

LPL Financial in Tempe, AZ is launching an Advisor Licensing Program that builds foundational wealth-management skills, including client relationship management, financial planning and investment solutions, with licensing support for FINRA exams.

Participants will train on LPL systems, graduate after licensure, and may join a growing book of clients as an Associate Financial Advisor within the Wealth Advisors Group, serving mass affluent investors virtually and by phone.

Qualifications

• Bachelor’s degree or equivalent.
• High integrity, detail oriented; able to evaluate and mitigate risk.
• Excellent communication skills and strong business writing.
• Passion for financial services and client service.
• Organized and able to pass multiple FINRA licensing examinations.

Responsibilities

• Pass SIE, Series 7, and Series 66 within 120 days.
• Engage in hands-on training across investment solutions and planning.
• Provide exceptional client service via calls, emails, and reports.
• Maintain and grow a book of 120,000+ clients.
• Develop knowledge of account types and markets to advise clients.

Skills

Communication skills

Client relationship management

Detail oriented

Organizational skills

Licensing exam knowledge

Education

Bachelor’s degree or equivalent

Tools

MS Office

Job description

LPL Financial in Tempe, AZ is launching an Advisor Licensing Program that builds foundational wealth-management skills, including client relationship management, financial planning and investment solutions, with licensing support for FINRA exams.

Participants will train on LPL systems, graduate after licensure, and may join a growing book of clients as an Associate Financial Advisor within the Wealth Advisors Group, serving mass affluent investors virtually and by phone.