Associate Financial Advisor - The Woodlands 2025

Bogart Wealth; The Woodlands (TX); On-site; USD 50,000 - 90,000; Full time

Job summary

An established industry player is seeking an Associate Financial Advisor to support client relationships and enhance service delivery. In this role, you will assist in financial planning discussions, manage client onboarding, and ensure satisfaction through effective communication. You will have the opportunity to work closely with a Financial Advisor, contributing to business development and client engagement. If you are detail-oriented, possess strong communication skills, and are passionate about finance, this is a fantastic opportunity to grow your career in a dynamic environment.

Qualifications

• 3-5 years of experience in financial services required.
• CFP designation preferred but not mandatory.

Responsibilities

• Support the Financial Advisor in client onboarding and reviews.
• Document client interactions and ensure high service levels.

Skills

Written Communication Skills

Verbal Communication Skills

Organizational Skills

Client Relationship Management

Problem-Solving

Collaboration

Education

Bachelor’s Degree in Business

Bachelor’s Degree in Economics

Bachelor’s Degree in Financial Planning

Tools

Salesforce

Job description

Associate Financial Advisor - The Woodlands 2025

The Associate Financial Advisor supports the Financial Advisor to further develop and enhance existing client relationships. The AFA will act as a key point of contact for clients on non-administrative requests. They will assist the Financial Advisor by attending client meetings and discussions covering financial planning, investment strategy, tax optimization and portfolio performance. The AFA will communicate with team members to assist with the coordination of all sales and service activities. They will also assist with business development to promote firm growth.

Responsibilities:

• Identify and own the client onboarding process
• Assist the Financial Advisor with client’s review schedule
• Document client interactions and provide team with time sensitive updates
• Engage team to address client’s needs
• Attend client review meetings to assist in re-discovery conversations, capture notes and follow up in Sales Force, and track all actions/activities to ensure highest level of client service
• Monitor and report on client satisfaction and manage the resolution of client escalations

Qualifications:

• Bachelor’s Degree in Business, Economics or Financial Planning
• Minimum three-five years financial services industry experience
• Series 65
• Obtain and/or maintain CFP designation
• Possess and demonstrate strong written and verbal communication skills
• Detail oriented with strong organizational skills, and ability to manage multiple tasks with accuracy and priorities at once
• Personable with the ability to connect with clients
• Capability to lead through collaboration and influence with direct authority
• Thorough knowledge and understanding of the suite of firm services
• Ability to research escalated client issues for response/resolution
• Self-starter and aptitude to work with a sense of urgency

Seniority level: Associate

Employment type: Full-time

Job function: Finance

Industries: Investment Management