Associate Financial Advisor - BMO Bank

LPL Financial; Phoenix (AZ); On-site; USD 100,000 - 140,000; Full time

Job summary

LPL Financial, in partnership with BMO Bank in Phoenix, seeks a Financial Advisor to help clients achieve their financial goals. You will operate under the LPL model, leveraging its guidance, products, and support, while you grow your client base in the Bank’s network.

Requirements include Series 7 and 66, an insurance license, and 3+ years of investment sales experience. The role offers a lucrative pay range with incentive potential, and salary is aligned with the market in Phoenix.

Qualifications

• Series 7 and 66 required.
• Insurance license required.
• Three or more years of investment sales experience.

Responsibilities

• Build and grow a client base through the bank's referral network.
• Work with clients to develop financial solutions aligned to goals.
• Utilize LPL’s open-architecture platform and tools to customize portfolios.

Skills

Series 7

Series 66

Insurance license

Investment sales experience

Job description

Your career path should lead to real opportunity

LPL Financial partners with banks to offer a complete menu of financial services to bank clients. This employment opportunity at BMO Bank in Phoenix, AZ would allow you to join the Investment Program at BMO Bank as a Financial Advisor associated with LPL Financial. Under this model Financial Advisors are not employees of LPL Financial.

The Investment Program at BMO Bank supports the local community with a complete menu of financial services. You will join a team that is dedicated to helping clients in every stage of their financial life.

This exciting position will allow you to grow your career and business, helping the people and families that look to BMO Bank for financial solutions. This position will offer:

• The ability to build a strong client base with the Bank’s exceptional referral system
• Several branch territories with significant deposit base, which includes current clients who need an advisor to support their financial goals
• The opportunity to find new clients via the bank’s client base
• The opportunity to create client solutions without proprietary products
• The ability to grow your business with LPL’s combination of tools, technology, and support
• The benefit of LPL’s experience helping financial institutions grow and maximize their investment programs
• The opportunity to capitalize on the bank’s reputation and community standing

As an advisor associated with LPL Financial, you benefit from our commitment to take care of you so you can take care of your clients. Your partnership includes:

• Access to our proprietary technology and a suite of customized services
• An open architecture platform with access to thousands of investment products from leading third-party product sponsors
• Resources and expertise across the firm to help you create client solutions
• The freedom to create solutions specific to your client’s goals

Whatever your vision of success, we’re with you every step of the way.

Requirements

• Series 7 and 66 (63/65) required
• Insurance license required
• Three or more years of investment sales experience

These investment products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, [bank name].

Tracking # 1-05026674

Pay Range:100,000 - 140,000

The salary range is dependent on a number of factors, including the applicant’s skill, experience, and work location. This position is also eligible to earn sales incentive compensation.