Associate Advisor - BMO Bank

LPL Financial; Tucson (AZ); On-site; USD 100,000 - 140,000; Full time

Job summary

LPL Financial, in partnership with BMO Bank in Tucson, AZ, seeks an Associate Financial Advisor to join their Investment Program. This role offers an exceptional opportunity to grow your client base using the bank’s robust referral system and access to various investment products.

Candidates should have a Series 7 and 66 licenses and at least three years of investment sales experience. The position has a salary range of $100,000 to $140,000, dependent on skill and experience.

Qualifications

• Series 7 and 66 (63/65) required.
• Insurance license required.
• Three or more years of investment sales experience.

Responsibilities

• Build a strong client base through the bank’s referral system.
• Create client solutions using various investment products.
• Utilize LPL's tools and technology to grow your business.

Skills

Investment sales experience

Client relationship management

Financial technology knowledge

Job description

Your career path should lead to real opportunity. LPL Financial partners with banks to offer a complete menu of financial services to bank clients. This employment opportunity at BMO Bank in Tucson, AZ would allow you to join the Investment Program at BMO Bank as an Associate Financial Advisor associated with LPL Financial. Under this model Financial Advisors are not employees of LPL Financial.

The Investment Program at BMO Bank supports the local community with a complete menu of financial services. You will join a team that is dedicated to helping clients in every stage of their financial life.

This exciting position will allow you to grow your career and business, helping the people and families that look to BMO Bank for financial solutions. This position will offer:

• The ability to build a strong client base with the Bank’s exceptional referral system
• The opportunity to find new clients via the bank’s client base
• The opportunity to create client solutions without proprietary products
• The ability to grow your business with LPL’s combination of tools, technology, and support
• The benefit of LPL’s experience helping financial institutions grow and maximize their investment programs
• The opportunity to capitalize on the bank’s reputation and community standing

As an advisor associated with LPL Financial, you benefit from our commitment to take care of you so you can take care of your clients. Your partnership includes:

• Access to our proprietary technology and a suite of customized services
• An open architecture platform with access to thousands of investment products from leading third-party product sponsors
• Resources and expertise across the firm to help you create client solutions
• The freedom to create solutions specific to your client’s goals

Whatever your vision of success, we’re with you every step of the way.

Requirements

• Series 7 and 66 (63/65) required
• Insurance license required
• Three or more years of investment sales experience

Apply online at: By submitting an application, you are not applying for employment with LPL Financial. Employment is with BMO Bank, however, in accordance with regulatory requirements, LPL Financial would hold your securities/insurance licenses.

Required disclosure(s): These investment products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, BMO Bank.

Tracking # 1-05026674

Pay Range: 100,000 - 140,000. The salary range is dependent on a number of factors, including the applicant’s skill, experience, and work location. This position is also eligible to earn sales incentive compensation.