Associate Financial Advisor

Baird; Milwaukee (WI); On-site; USD 85,000 - 115,000; Full time

Job summary

The Associate Financial Advisor role at Baird in Milwaukee, WI supports a senior Financial Advisor in delivering sophisticated wealth management solutions to individuals and families. The position emphasizes financial planning, portfolio analysis, and investment strategy, with opportunities to build the client base.

You will prepare customized annual financial plans, engage clients, and help position the team for additional business opportunities while pursuing CFP/CPWA/JD designations and

Qualifications

• Bachelor's degree required.
• Pursuit of specialized designations (CFP/CPWA/JD) within 1 year.
• Must hold SIE and Series 7/66 or Series 7/63/65 licenses.
• Minimum 3 years of client-facing investment experience.
• Strong presentation, interpersonal and written communication skills.

Responsibilities

• Support the Financial Advisor with wealth management planning for individuals and families.
• Develop customized, annual financial plans and present them to clients.
• Help grow the client base through planning-driven outreach and marketing.
• Provide financial education and collaborate on investment solutions.
• Document client interactions and assist with closing opportunities.

Skills

Investment experience

Presentation skills

Interpersonal skills

Independent / self-motivated

Education

Bachelor's degree

CFP / CPWA / JD designation within 1 year

Licensing: SIE, Series 7/66 or Series 7/63/65

Job description

About The Role

The Associate Financial Advisor provides specialized services to an individual Financial Advisor to assist in their ability to offer sophisticated wealth management solutions to individuals and families and strategically build the client base. Specialized areas of emphasis include financial planning, portfolio management and analysis and/or investment analysis.

The Impact You’ll Make

• Operate within the team’s client service and wealth management strategy to ensure high quality client service
• Engage the client/prospect, frame the discussion, and convey the team mission to better position the Advisor for additional business opportunities
• Review, research and analyze data to create customized, annual financial plans for clients
• Deliver the financial plan to clients in partnership with the Financial Advisor/Team
• Connect with next generation clients through planning
• Provide or lead financial education, such as long-term planning, social security/Medicare, tax return reviews utilizing our team of experts
• Take the planning results and identify the best investment solutions to implement the plan in partnership with the Financial Advisor/Team. Assist with marketing efforts, such as a newsletter or LinkedIn presence, to solicit additional planning business with the existing client base and to establish the team as a planning team in front of prospects
• Research relevant news articles related to the topic’s covered in a client’s plan to share with them as an added touch point
• Document, follow up, and support the closing of opportunities identified from the financial planning process
• Serve as a Team specialist for queries on financial planning topics and consult with the Financial Advisors/Team on specific client scenarios
• Monitor and track client revenues related to financial planning work to ensure sales opportunities are maximized
• Performs other duties and special projects as necessary

What You’ll Bring To Baird

• Bachelor's degree required
• Must have or be capable of and committed to pursuing and achieving specialized professional designations (i.e., CFP, CPWA, JD) or higher-level education equivalent within one year of assuming the Associate Financial Advisor role
• Must hold SIE, Series 7/66 or Series 7/63/65 licenses
• Minimum of three years of investment experience in a client facing role
• Excellent presentation skills, very strong interpersonal and written communication skills
• Proven self-starter, highly motivated, with the ability to work independently