Associate Director, Audit Expert - IB Derivatives and Solutions

UBS Financial Services; Washington (District of Columbia); Remote; USD 148,000; Full time

Job summary

A leading financial services firm is seeking an Associate Director, Audit Expert to lead investment banking audits and risk assessments. This role emphasizes compliance with internal standards and relationship-building with stakeholders. The ideal candidate will have a strong background in capital markets and audit planning, contributing to a diverse and inclusive team environment. Remote work is permitted.

Qualifications

• 5+ years of experience in investment banking audits and risk assessment.
• Experience with capital markets and audit planning.

Responsibilities

• Plan and execute investment bank audits, ensuring compliance with standards.
• Draft audit reports and communicate issues to stakeholders.

Skills

Investment Banking Audits

Audit Planning

Compliance Standards

Education

Bachelor’s degree in Accounting

Bachelor’s degree in Finance

Job description

An established industry player seeks an Associate Director, Audit Expert to lead investment banking audits and risk assessments. This role offers the opportunity to ensure compliance with internal standards while developing key relationships with stakeholders. The ideal candidate will have a strong background in capital markets and audit planning, with a commitment to fostering diversity and inclusion within the team. Join a forward-thinking company that values different perspectives and offers a flexible remote work environment.

Qualifications

• 5+ years of experience in investment banking audits and risk assessment.
• Strong background in audit planning and compliance standards.

Responsibilities

• Plan and execute investment bank audits, ensuring compliance with standards.
• Draft audit reports and communicate issues to stakeholders.

Skills

Investment Banking Audits

Audit Planning

Compliance Standards

Education

Bachelor’s degree in Accounting

Bachelor’s degree in Finance

Associate Director, Audit Expert - IB Derivatives and Solutions

UBS is seeking an Associate Director, Audit Expert - IB Derivatives and Solutions in Nashville, TN. The role involves planning and executing investment bank audits, performing risk assessments, and ensuring compliance with internal standards.

• Plan, execute, and oversee audits related to investment banking, including ESE relevant audits, issue assurance, and risk assessment.
• Conduct continuous risk assessments and monitor adherence to the audit cycle plan.
• Ensure work quality, documentation, and compliance with legal and internal standards.
• Draft audit reports, communicate issues and risks to stakeholders and senior management.
• Review remediation activities and develop relationships with auditees and management.
• Work remotely is permitted.

Qualified applicants should apply via email, referencing 001613. No calls accepted. Salary: $148,000/year, 40 hours/week.

Required Education & Experience:

• Bachelor’s degree in Accounting, Finance, or related field plus five years of relevant experience.
• Experience with capital markets, investment banking audits, audit planning, risk assessment, and control evaluation.

UBS is committed to diversity and inclusion, fostering an inclusive environment that values different backgrounds and perspectives.

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