Associate Advisor

Private Advisory Group; Lehi (UT); On-site; USD 110,000 - 130,000; Full time

Job summary

Private Advisory Group is seeking an Associate Advisor to support clients and principal advisors in Utah. You’ll prioritize needs, anticipate requests, and maintain high service standards as part of a collaborative team.

You will help with account openings, transfers, and planning tasks, while analyzing client goals and maintaining strong client relationships for growth and retention.

Qualifications

• Undergraduate degree or higher in finance, accounting or related field.
• Finance or accounting degree required or equivalent experience.
• Certifications: CFP, CFA or CPA preferred.
• Series 65 or equivalent license required.
• Minimum 5 years of industry experience.

Responsibilities

• Interact with clients to provide exceptional service.
• Assist with account openings, transfers and distributions.
• Analyze client financial situations, goals and constraints.
• Prioritize telephone calls, emails and daily maintenance tasks.
• Support administrative duties and team initiatives.

Skills

Reliability

Detail Orientation

Interpersonal Skills

Career-Driven

Tech-Savvy

Confidentiality

Education

Undergraduate degree or higher

Finance or Accounting degree

CFP/CFA/CPA

Series 65 or equivalent

Job description

Private Advisory is a comprehensive wealth management firm dedicated to serving families and individuals. Our expertise lies in portfolio management, tax strategies, and risk mitigation. If you’re a responsible, professional, and people-oriented individual, we’d love to hear from you.

About the Role:

Join Our Dynamic Team as an Associate Advisor! As an Associate Advisor, you’ll play a crucial behind-the-scenes role, supporting our clients and principal advisors. Your ability to prioritize, anticipate needs, and adapt to changing variables will be key. We’re looking for someone who thrives in a team environment, is deadline-driven, and possesses strong organizational skills.

Client Interaction:

• Comfortably engage with clients, providing exceptional service.
• Listen actively and respond professionally to client inquiries.

Operational Support:

• Process account openings, transfers, and distributions in compliance with government regulations and company policies.
• Analyzing client financial situations, goals, and constraints across multiple planning dimensions.
• Prioritize telephone calls, emails, and daily account maintenance tasks.
• Assist with administrative duties.

Growth Potential:

• As your skillset and interest expand, you’ll have ample opportunity to take on more financial planning and client advisory functions.

Educational and Experience Preferences:

• Undergraduate degree or higher
• Finance or Accounting degree
• CFP, CFA, CPA
• Series 65 or equivalent
• Minimum 5 years of industry experience

Required Skills:

• Reliability: You follow through on commitments and execute plans effectively.
• Detail Orientation: You have a systematic approach to tasks and pay attention to the finer points.
• Interpersonal Skills: Effective communication and listening skills are essential.
• Career-Driven: You’re eager to develop within the financial services industry.
• Tech-Savvy: Excellent computer skills and a willingness to learn our software.
• Confidentiality: You understand the importance of privacy and confidentiality.

Pay range and compensation package:

Base Salary: $110,000 - $130,000 based on experience

Bonus: Tied to personal and firm results

Vacation: 2 weeks

Personal Time Off / Sick Days: 7 days

Retirement: 401(k) plan with matching

Healthcare: Health, Vision and Dental plans available