Associate Advisor

Summit Wealth Management Group, Inc.; Camarillo (CA); On-site; USD 65,000 - 95,000; Full time

Job summary

Summit Wealth Management Group, Inc. in Camarillo, CA is seeking an Associate Advisor to join our on-site team.

You will support senior advisors by gathering client data, preparing reports, and assisting with portfolio reviews to deliver comprehensive financial planning and investment advisory services. This entry-level to mid-level position emphasizes client service, regulatory compliance, and ongoing professional development.

Qualifications

• Strong analytical and quantitative skills to interpret financial data and support financial plans.

Responsibilities

• Gather and analyze client data to support comprehensive financial plans.

Skills

Analytical skills

Client service

Communication

Attention to detail

Organizational skills

CRM systems

Office productivity tools

Team collaboration

Education

Bachelor's degree in finance/economics/business

CFP/Series 7/66 progress (plus)

Tools

Financial planning software

Portfolio management software

CRM software

Office productivity tools

Job description

Company Description

Summit Wealth Management Group, Inc. provides objective financial planning and investment advice based on a thorough understanding of each client’s unique circumstances. The firm leverages extensive experience, education, and professional training to help individuals pursue their personal financial goals. Summit Wealth Management Group is a Registered Investment Advisor, and its financial consultants are registered representatives with LPL Financial, Member SIPC. The firm serves clients in states where its professionals are properly registered or licensed, maintaining strict adherence to regulatory requirements and industry standards. Summit Wealth Management Group emphasizes integrity, client-centered service, and compliance in all advisory relationships.

Role Description

The Associate Advisor role is a full-time, on-site position based in Camarillo, CA. The Associate Advisor supports senior advisors in delivering comprehensive financial planning and investment advisory services, including gathering and analyzing client data, preparing reports, and assisting with portfolio reviews. This role involves participating in client meetings, documenting action items, following up on client requests, and helping implement recommended strategies. The Associate Advisor collaborates with the team to maintain up-to-date client records, ensure regulatory compliance, and coordinate with LPL Financial and other partners as needed. The position also includes ongoing professional development, research on financial products and planning strategies, and contributing to a high-quality client experience.

Qualifications

• Strong analytical and quantitative skills, with the ability to interpret financial data, prepare reports, and support comprehensive financial plans.
• Excellent client service and communication skills, including clear written and verbal communication and the ability to build trusted relationships.
• High attention to detail, strong organizational skills, and the ability to manage multiple tasks and deadlines in a regulated environment.
• Comfort with financial planning and portfolio management software, CRM systems, and standard office productivity tools.
• Bachelor’s degree in finance, economics, business, or a related field preferred; progress toward CFP®, Series 7/66 or equivalent licenses is a plus.
• Demonstrated integrity, discretion with confidential information, and commitment to regulatory compliance and ethical standards.
• Ability to work collaboratively in an on-site team environment and engage in ongoing learning about financial markets and planning strategies.