Assistant General Counsel (US/Canada Regulatory)

Moody's; New York (NY); On-site; USD 198,000 - 288,000; Full time

Job summary

An established industry player is seeking an Assistant General Counsel to provide timely legal advice on US and Canadian regulatory matters. This role involves interpreting regulations, advising on compliance inquiries, and supporting internal governance frameworks. The ideal candidate will have extensive experience in US regulatory matters, strong technical skills, and the ability to work collaboratively in a fast-paced environment. This position offers a competitive salary and a comprehensive benefits package, making it an excellent opportunity for legal professionals looking to make a significant impact in the financial services sector.

Qualifications

• 10-15 years of experience in US regulatory matters.
• J.D. and admission to a state bar association required.

Responsibilities

• Provide legal advice on US and Canada regulatory matters.
• Advise on regulatory inquiries and compliance requirements.
• Collaborate with Risk Management on legal risk metrics.

Skills

US regulatory matters

SEC regulation knowledge

Experience with credit rating agencies

International financial services regulation

Interpersonal skills

Business acumen

Ability to multitask

Problem-solving skills

Education

Admission to state bar association

J.D. from accredited law school

Strong academic credentials

Job description

Location(s):

• 7 World Trade Center, 250 Greenwich Street, New York, New York, 10007, US

Line Of Business:

Legal(LEGAL)

Job Category:

• Corporate Services

Experience Level:

Experienced Hire

At Moody's, we unite the brightest minds to turn today's risks into tomorrow's opportunities. We do this by striving to create an inclusive environment where everyone feels welcome to be who they are—with the freedom to exchange ideas, think innovatively, and listen to each other and customers in meaningful ways.

If you are excited about this opportunity but do not meet every single requirement, please apply! You still may be a great fit for this role or other open roles. We are seeking candidates who model our values: invest in every relationship, lead with curiosity, champion diverse perspectives, turn inputs into actions, and uphold trust through integrity.

Skills and Competencies:

• Approximately 10-15 years of relevant experience focusing on US regulatory matters at a leading law firm, US governmental agency such as the DOJ or SEC, and/or as in-house corporate counsel
• Strong technical skill with extensive knowledge of SEC regulation and other financial services regulation
• Experience with credit rating agencies (CRAs) or CRA regulation is highly beneficial
• Experience with Canadian regulation or other international financial services regulation is a plus
• Experience working in an international environment with globally distributed teams and diverse individuals
• Highly motivated, intellectually curious, with a willingness to learn and adapt
• Demonstrate business acumen and a strong work ethic with practical, client-focused solutions
• Collaborative team player with strong interpersonal skills
• Ability to work under pressure, multitask, and prioritize effectively
• Quickly grasp diverse and sophisticated issues

Education:

• Admission to at least one state bar association
• J.D. from an accredited law school
• Strong academic credentials

Responsibilities:

The Assistant General Counsel will provide Moody's Ratings with timely, practical, and balanced legal advice to help manage risk, focusing on US and Canada regulatory matters.

• Interpret CRA regulations and advise on implementation, policies, and procedures.
• Advise on regulatory inquiries, information requests, examinations, interviews, and inspections.
• Assist with regulatory reporting, disclosure, and filing requirements.
• Support Moody's Ratings' internal controls and governance frameworks.
• Collaborate with the Risk Management team on legal risk metrics and initiatives.
• Support policy initiatives with Moody's Government, Public & Regulatory Affairs team.
• Advise on insider trading, competition, and antitrust laws.
• Address errors and corrections in Moody's Ratings processes.
• Provide legal interpretation on operational resilience, outsourcing, and third-party risk management.
• Participate in Moody's Ratings business committees for regulatory advice.
• Coordinate with the Litigation, Employment & Government Investigations team on enforcement actions, litigation, and investigations.

For US-based roles, the salary range is $198,300 to $287,550, depending on experience, education, skills, and location. The role includes incentive compensation and a comprehensive benefits package.

Moody's is an equal opportunity employer. Qualified applicants will be considered without regard to protected characteristics. Reasonable accommodations are available for applicants with disabilities or religious beliefs. For inquiries, email [e-mail].

Additional legal notices and links regarding employment policies, EEO rights, pay transparency, and securities trading policies are provided.