Assistant General Counsel - Asset Management - Vice President

JPMorgan Chase & Co.; Columbus (OH); On-site; USD 180,000 - 300,000; Full time

Job summary

JPMorganChase & Co. in Columbus, OH seeks an experienced Vice President, Assistant General Counsel to support the Asset Management Americas Institutional team.

You will advise on OCC regulated collective funds, separa tely managed accounts, and other institutional products, guiding strategic legal decisions. The role emphasizes fund formation and maintenance, client contracting, and distribution support, with collaboration across Compliance, Risk, and other control functions to ensure

Qualifications

• Juris Doctor degree is required.
• Minimum of 5 years of relevant law firm experience.
• Knowledge of investment management legal issues and relevant regulations (e.g., Investment Advisers Act).
• Demonstrated analytical, drafting, and negotiation skills.
• Strong written and verbal communication and organizational skills.

Responsibilities

• Provide legal advice and counsel to the J.P. Morgan Asset Management Americas Institutional business, focusing on OCC regulated collective funds and institutional client matters.
• Provide legal support regarding funds, separately managed accounts, sub-advisory arrangements, and other products and solutions.
• Draft, review, and negotiate investment management agreements, side letters, and other contracts.
• Provide distribution-related legal support for institutional asset management products and coordinate with product positioning and regulatory considerations.
• Work with Compliance, Risk, and other control functions across regions to identify and resolve issues; oversee outside counsel including engagement scope and spend management.
• Coordinate with other divisions within Asset and Wealth Management.
• Support institutional client diligence, due diligence questionnaires and responses to RFPs; assist with special projects and cross-business initiatives.
• Perform additional duties as assigned to ensure high-quality legal support.

Skills

Legal advice

Negotiation

Regulatory knowledge

Investment management law

Contract drafting

Stakeholder management

Communication

Independent work

Education

Juris Doctor

Job description

Join a world-class legal team at JPMorganChase, one of the largest asset and wealth managers globally. Make a direct impact by advising on OCC regulated collective investment funds, separate account mandates and other asset management products for institutional clients.

As a Vice President, Assistant General Counsel on the J.P. Morgan Asset Management Americas Institutional team, you will support an Institutional Americas asset management platform with hundreds of billions in assets under management and a global asset and wealth management business with more than $7 trillion in client assets. The role includes both the formation of new funds and the maintenance of existing funds, as well as broad coverage of institutional asset management matters, including client contracting and distribution support. You will utilize your expertise and in-depth knowledge of investment management legal issues, including relevant regulations and guidance on investment advisory matters. You will work closely with an experienced group of professionals and have significant responsibilities for guiding tactical and strategic business initiatives.

The Legal Department at JPMorganChase manages legal and other risks, advises on products and services, interprets laws and regulations that impact the firm, and advises the firm on other matters. Our global team is made up of 2,100 lawyers and legal professionals with a reputation as thought leaders who deliver best-in-class services. As trusted advisors, we help the firm's clients while also safeguarding the integrity of the firm. We are committed to a culture of inclusivity and belonging, where people can grow and succeed throughout their careers while working for a first-in-class financial institution doing cutting-edge work. If these values resonate with you, we would like to hear from you.

Job Responsibilities

• Provide legal advice and counsel to the J.P. Morgan Asset Management Americas Institutional asset management business, with a focus on OCC regulated collective funds and general institutional client matters.
• Provide legal support and advice regarding funds, separately managed account mandates, sub-advisory arrangements and other products and solutions.
• Advise the business on a wide range of legal and regulatory issues relevant to the formation, structuring and management of investment products, including drafting, reviewing and negotiating investment management agreements, side letters and other contracts.
• Provide distribution-related legal support for institutional asset management products, including partnering with stakeholders on product positioning, regulatory considerations and client communications as appropriate.
• Work closely with other members of the Legal Department and other control functions (for example, Compliance and Risk) to identify, elevate and resolve issues, including coordination across regions as needed.
• Participate in business committees and collaborate with colleagues across product strategy and development, finance, marketing, portfolio management, compliance, risk and the Legal Department.
• Oversee and manage outside counsel efficiently, including engagement scope, spend management and quality control.
• Coordinate as needed with other divisions within Asset and Wealth Management.
• Provide legal support for institutional client diligence, including due diligence questionnaires and responses to requests for proposal.
• Provide legal support for special projects and cross-business initiatives.
• Perform additional duties as assigned to ensure high-quality legal support for the business.

Required Qualifications, Capabilities, And Skills

• Juris Doctor degree
• Minimum of 5 years of relevant law firm experience
• Experience negotiating side letters and other investor terms
• Knowledge of investment management legal issues, including pertinent regulations and guidance on investment advisory matters
• Knowledge of relevant laws (for example, the Investment Advisers Act)
• Demonstrated legal analytical, drafting and negotiation skills
• Demonstrated strong interpersonal, communication (verbal and written), and organizational skills, with proven ability to serve as a trusted advisor to business partners or clients
• Proven ability to work independently, prioritize multiple projects, and manage competing deadlines effectively
• Proactive, responsive, and dynamic team player with a solutions-oriented mindset and strong judgment

Preferred Qualifications, Capabilities, And Skills

• In-house experience supporting an asset management or investment management business
• Experience with institutional separately managed accounts, sub-advisory arrangements and complex client negotiations
• Understanding of OCC Regulations, ERISA and the Bank Holding Company Act
• Experience with the Investment Company Act
• Familiarity with the Securities and Exchange Commission marketing rule and related advertising and solicitation considerations
• Knowledge of the Securities Act of 1933 and the Securities Exchange Act of 1934 in relevant contexts
• Experience supporting cross-border matters, including Europe, Middle East and Africa and Asia Pacific nexus

All candidates for roles in the Legal Department must be licensed to practice law in the country of employment and successfully complete a conflicts of interest clearance review prior to commencement of employment.

ABOUT US

JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.

JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/Veterans

ABOUT THE TEAM

Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we're setting our businesses, clients, customers and employees up for success.

With large, global operations, the Legal team tackles complex issues and helps shape the regulations that affect the businesses. The group is organized into practice groups that align with the lines of business and corporate staff areas, which encourages collaboration on legal, regulatory and business developments as they arise.