Asset & Wealth Management Operations - Client Onboarding & Configuration - Dallas-Associate Dal[...]

Goldman Sachs Bank AG; Dallas (TX); On-site; USD 70,000 - 90,000; Full time

Job summary

A leading company in the financial sector seeks an Associate for their PWM Client Implementation team in Dallas. The role focuses on client onboarding, documentation, and compliance, requiring strong problem-solving and communication skills. This position offers the opportunity to work closely with various teams to enhance client service and support the Private Wealth Management business.

Qualifications

• 3+ years of experience in AML, Compliance, or Client Onboarding Regulatory roles.

Responsibilities

• Perform due diligence reviews, including Anti-Money Laundering & KYC screening.
• Coordinate with PWM Advisor teams to ensure correct and timely client documentation.

Skills

Problem Solving

Communication

Organization

Education

Bachelor’s degree

Tools

MS Office

Job description

Opportunity Overview

• Corporate Title: Associate
• Office Location: Dallas
• Job Function: Client Onboarding & Configuration
• Division: Asset & Wealth Management

YOUR IMPACT

Are you looking to apply your problem resolution and customer service skills while deepening your understanding of the Private Wealth Management (PWM) business? Our PWM Client Implementation team seeks a professional to collaborate with PWM Advisor Teams, Legal, Compliance, and Anti-Money Laundering to facilitate account opening and maintenance for PWM Clients, providing superior client service and subject matter expertise.

OUR IMPACT

Operations is a dynamic division partnering across the firm to deliver banking, sales, trading, and asset management capabilities worldwide. It also provides essential risk management and control to preserve and enhance the firm’s assets and reputation. Client Implementation focuses on account documentation, data integrity, risk management, and regulatory compliance, working closely with PWM teams to ensure a positive onboarding experience.

HOW YOU WILL FULFILL YOUR POTENTIAL

1. Understand client account structures and documentation requirements
2. Perform due diligence reviews, including Anti-Money Laundering & KYC screening
3. Coordinate with PWM Advisor teams to ensure correct and timely client documentation
4. Request products (options, margin, checking, debit cards, etc.) for PWM client accounts
5. Ensure downstream systems recognize approved products and services
6. Handle client statements and performance reporting
7. Resolve issues through collaboration with PWM teams, Compliance, Legal, and AML
8. Contribute to workflow and process improvements

SKILLS & EXPERIENCE WE ARE LOOKING FOR

Basic Qualifications

• Bachelor’s degree
• Proficiency in MS Office and web-based applications
• Series 7, 9, 10, 4 licenses
• Strong organization, judgment, and problem-solving skills
• Ability to multi-task and manage client expectations
• Excellent communication and presentation skills

Preferred Qualifications

• Foreign language skills
• 3+ years of experience in AML, Compliance, or Client Onboarding Regulatory roles