Aspiring Financial Advisor Trainee

Raymond James, Inc.; Pennsylvania; On-site; USD 50,000 - 70,000; Full time

Benefits offered by this job

Benefits package including medical, +d

Job summary

Raymond James, Inc. in Newtown, PA offers the Advisor Mastery Program (AMP) to train and place future Financial Advisors. Trainees rotate through areas of financial services, with distance learning and mentorship from Branch Managers and Advisors.

The program focuses on building a personal practice, client development, asset management, and compliance. Successful candidates will gain licenses and a pathway to a stand-alone or team-based advisory role.

Qualifications

• Bachelor’s Degree preferred with 3+ years in sales or business environments.
• SIE license required (or eligible for exemption), Series 7 and 66 within 4 months.
• Life, Health and Variable Annuity licenses or ability to obtain within 6 months.

Responsibilities

• Learn to perform Financial Advisor role under supervision and mentorship.
• Meet production targets and develop a client book.
• Provide high level client service and manage client relationships.
• Evaluate client financial needs and investment opportunities.
• Open, transfer, and close customer accounts.
• Maintain records of customer portfolios and comply with regulations.

Skills

Financial markets knowledge

Sales experience

Customer service

Regulatory compliance

Client relationship management

Education

Bachelor's degree

Accounting

Business Administration

Finance

Tools

CRM system

Job description

Raymond James, Inc. in Newtown, PA offers the Advisor Mastery Program (AMP) to train and place future Financial Advisors. Trainees rotate through areas of financial services, with distance learning and mentorship from Branch Managers and Advisors.

The program focuses on building a personal practice, client development, asset management, and compliance. Successful candidates will gain licenses and a pathway to a stand-alone or team-based advisory role.