Annuity & Insurance Sales Oversight Lead

00015 Ameriprise Financial Services, LLC.; Charlotte (NC); Hybrid; USD 87,000 - 120,000; Full time

Benefits offered by this job

Health insurance

401(k) plan

Paid vacation

Job summary

Ameriprise Financial Services, LLC. seeks a Sales Supervision Manager to oversee annuity and insurance activity, assess risk, and approve or reject applications.

You will collaborate with advisors and field leaders to ensure compliant, high-quality client outcomes and support advisor success. The role requires strong regulatory knowledge, analytical thinking, and the ability to synthesize data from multiple systems.

Qualifications

• Bachelor's degree or equivalent with 5+ years minimum relevant work experience.
• Active SIE
• Active Series 7 or ability to obtain within 120 days
• Active Series 24 or ability to obtain within 90 additional days required
• Additional licenses or the ability to obtain may be required depending on function.

Responsibilities

• Conduct supervisory analysis of annuity and insurance activity to identify risk.
• Determine approval or rejection of new applications.
• Communicate with advisors and field leaders to complete supervisory reviews.
• Coach and train to improve advisor policy adherence.
• Provide information/research to business partners as SME.
• Stay updated on regulatory changes and product offerings.

Skills

SIE

Series 7

Series 24

Regulatory knowledge

Analytical thinking

Education

Bachelor's degree or equivalent

Job description

Ameriprise Financial Services, LLC. seeks a Sales Supervision Manager to oversee annuity and insurance activity, assess risk, and approve or reject applications.

You will collaborate with advisors and field leaders to ensure compliant, high-quality client outcomes and support advisor success. The role requires strong regulatory knowledge, analytical thinking, and the ability to synthesize data from multiple systems.