Analyst III, Compliance Operations

Jobtailor; Madison (WI); On-site; USD 70,000 - 90,000; Full time

Job summary

Jobtailor in Madison, WI is seeking an experienced Compliance Specialist to optimize enterprise compliance processes and reduce risk. You will manage entity lifecycles, filings, and records with audit readiness in mind.

Ideal candidates have 3+ years of relevant experience, a bachelor’s degree, strong communication, and proficiency with Microsoft Office and SharePoint. Travel to the Madison office ~10% is expected, and the resume is required to apply.

Qualifications

• Bachelor's degree or equivalent; degree in Insurance- or Business-related field preferred.
• 3+ years of relevant experience
• Understand TruStage’s enterprise business model and compliance risks
• Ability to adapt in a changing work environment and assist others in understanding changes to compliance processes
• Ability to work in a team environment
• Effective written and verbal communication, interpersonal and organizational skills
• Computer skills including Microsoft Office Suite and ability to learn related technology applications and systems
• Requires periodic travel to the Madison office, approximately 10% annual travel
• A resume is required to apply

Responsibilities

• Execute and improve assigned compliance processes to reduce enterprise compliance risk
• Manage end-to-end entity lifecycle activities, including formation, qualification, maintenance, and dissolution across multiple jurisdictions
• Prepare, review, and submit state regulatory filings, including annual reports, amendments, and licensing/registration documents
• Maintain accurate corporate records and supporting documentation for audit readiness
• Monitor jurisdictional requirements and regulatory changes and implement necessary updates
• Serve as a subject matter expert for entity management processes and guide internal stakeholders
• Coordinate with internal partners and external service providers, including registered agents and legal counsel
• Identify and implement process improvements to enhance efficiency, reduce risk, and strengthen controls
• Support internal and external audits, regulatory exams, and information requests
• Maintain tracking tools and reporting for filing status, deadlines, and compliance metrics
• Research regulatory requirements and compliance risks
• Document compliance policies and implementation plans
• Perform quality assurance and audit practices to evaluate compliance process effectiveness
• Measure and report company performance in assigned compliance areas
• Communicate compliance risks, processes, and metrics to relevant stakeholders
• Develop risk mitigation strategies for new legal and compliance risks
• Use Microsoft Office applications and other assigned-process technology systems
• Perform assignments independently without daily oversight

Skills

Compliance Process Management

Regulatory Filings Preparation

Risk Mitigation Strategies

Entity Lifecycle Management

Quality Assurance Practices

Audit Readiness

Compliance Policy Documentation

Process Improvement Implementation

Compliance Metrics Reporting

Researching Regulatory Requirements

Education

Bachelor's degree or equivalent in related field

Tools

Microsoft Office Suite

SharePoint

Teams

PowerPoint

Outlook

Job description

• Execute and improve assigned compliance processes to reduce enterprise compliance risk
• Manage end-to-end entity lifecycle activities, including formation, qualification, maintenance, and dissolution across multiple jurisdictions
• Prepare, review, and submit state regulatory filings, including annual reports, amendments, and licensing/registration documents
• Maintain accurate corporate records and supporting documentation for audit readiness
• Monitor jurisdictional requirements and regulatory changes and implement necessary updates
• Serve as a subject matter expert for entity management processes and guide internal stakeholders
• Coordinate with internal partners and external service providers, including registered agents and legal counsel
• Identify and implement process improvements to enhance efficiency, reduce risk, and strengthen controls
• Support internal and external audits, regulatory exams, and information requests
• Maintain tracking tools and reporting for filing status, deadlines, and compliance metrics
• Research regulatory requirements and compliance risks
• Document compliance policies and implementation plans
• Perform quality assurance and audit practices to evaluate compliance process effectiveness
• Measure and report company performance in assigned compliance areas
• Communicate compliance risks, processes, and metrics to relevant stakeholders
• Develop risk mitigation strategies for new legal and compliance risks
• Use Microsoft Office applications and other assigned-process technology systems
• Perform assignments independently without daily oversight

Requirements

• Bachelor's degree or an equivalent trade-off of related professional work experience; degree in Insurance-related or Business-related field(s) is preferred
• 3 or more years’ relevant experience
• Ability to understand TruStage’s enterprise business model and associated legal requirements and compliance risks
• Ability to understand how compliance processes mitigate legal, compliance and business risks and apply that understanding to daily work
• Ability to adapt in a changing work environment and assist others in understanding changes to compliance processes
• Ability to work in a team environment
• Effective written and verbal communication, interpersonal and organizational skills
• Computer skills including Microsoft Office Suite (Teams, Outlook, Word, PowerPoint, SharePoint, etc.) and ability to learn related technology applications and systems
• Requires periodic travel to the Madison office on a recurring basis, approximately 10% annual travel
• A resume is required to apply

Core Competencies

Demonstrates expertise in compliance processes, regulatory filings, and risk management while effectively communicating compliance metrics and strategies to stakeholders. Proficient in maintaining corporate records and implementing process improvements to enhance efficiency and reduce compliance risks.

Highest-signal resume keywords

• Compliance Process Management
• Regulatory Filings Preparation
• Risk Mitigation Strategies
• Microsoft Office Suite Proficiency
• Entity Lifecycle Management

Hard Skills

• Compliance Process Management
• Regulatory Filings Preparation
• Risk Mitigation Strategies
• Entity Lifecycle Management
• Quality Assurance Practices
• Audit Readiness
• Compliance Policy Documentation
• Process Improvement Implementation
• Compliance Metrics Reporting
• Researching Regulatory Requirements

Soft Skills

• Effective Communication
• Interpersonal Skills
• Organizational Skills
• Team Collaboration
• Adaptability

Industry Keywords

• Compliance Risk
• Regulatory Changes
• Corporate Records Management
• Audit Support
• Entity Management

Tools & Technologies

• Microsoft Office Suite
• Teams
• Outlook
• Word
• PowerPoint
• SharePoint