AML Sr. Investigator I - Proactive Investigations

Capital One; Richmond (VA); Remote; USD 70,000 - 90,000; Full time

Job summary

A leading company is seeking an AML Sr. Investigator I to support various AML processes, including suspicious activity investigations. The role involves collaborating with supervisors, managing alerts, and ensuring compliance with regulations. Candidates should have investigative experience and a high school diploma, with a preference for those holding a bachelor's degree and ACAMS certification. This position allows for remote work within specified hub locations.

Qualifications

• At least 2 years of AML, investigative, or compliance experience.
• 3+ years of AML, investigative, or compliance experience preferred.

Responsibilities

• Build and maintain awareness of various types of risk affecting the business.
• Review system-generated alerts and document findings.
• Write suspicious activity reports and make closure recommendations.

Skills

Investigative

Compliance

Education

High School Diploma

Bachelor’s degree

Tools

ACAMS Certification

Job description

AML Sr. Investigator I - Proactive Investigations

The Anti-Money Laundering (AML) Sr. Investigator I supports various AML processes, including suspicious activity investigations. The AML Sr. Investigator I collaborates closely with AML Supervisors and Managers to perform critical functions. The Special Investigations Unit handles suspicious activity reporting and investigation closures for high-risk typologies.

Responsibilities:

1. Build and maintain awareness of the broader context and implications of various types of risk affecting the business (e.g., financial, legal, reputation).
2. Review system-generated alerts, assess impacts to AML processes, conduct necessary research, and document findings.
3. Write suspicious activity reports, make closure recommendations, and execute other AML processes in compliance with regulations and deadlines.
4. Handle complex issues for advanced investigation and analysis.
5. Review referrals from different sources such as lines of business, Legal, and Senior Management.
6. Manage a queue of alerts, cases, and investigations independently.

Basic Qualifications:

• High School Diploma, GED, or equivalent
• At least 2 years of AML, investigative, or compliance experience

Preferred Qualifications:

• 3+ years of AML, investigative, or compliance experience
• Bachelor’s degree
• ACAMS Certification

Location & Work Environment:

Within 50 miles of our hubs in Wilmington, DE; Richmond, VA; New Orleans, LA; Plano, TX; Melville, NY; Chicago, IL; Mclean, VA; NYC, NY. Must be able to work remotely with required technology setup as specified.

Note: Candidates must reside within the specified radius and be willing to travel to the hub locations as needed. Capital One does not sponsor employment authorization for this role. Salary ranges vary by location, and the role may include performance incentives and benefits. Equal opportunity employer committed to diversity and inclusion. For accommodations, contact Recruiting at 1-800-304-9102 or [e-mail].