AML/KYC Compliance Leader — Program Oversight & Risk

The Vanguard Group; Charlotte (NC); Hybrid; USD 85,000 - 120,000; Full time

Job summary

The Vanguard Group is seeking a Compliance Specialist to lead AML/KYC efforts, monitor client activity, and support regulatory compliance across our global client base. You will work in an informal leadership capacity within a team focused on protecting the integrity of Vanguard's financial operations.

Ideal candidates have 3+ years in compliance/AML, a Bachelor's degree, strong analytical and communication skills, and familiarity with risk assessment.

Qualifications

• Minimum of 3 years of relevant experience in compliance, AML, or financial services.
• Bachelor’s degree or equivalent combination of education and experience.
• Strong analytical, investigative, and communication skills.
• Experience assessing client risk and applying effective risk mitigation strategies.
• Demonstrated ability to work effectively in a highly regulated environment and exercise sound judgment when evaluating complex situations.
• Proven ability to adapt to change, navigate ambiguity, and support evolving business and regulatory priorities.
• Experience influencing others, driving process improvements, and acting as a change agent within a team environment.
• Ability to collaborate effectively with colleagues across different teams and contribute to shared goals.
• Familiarity with tools such as LexisNexis, World-Check, or similar platforms is a plus.

Responsibilities

• Client Monitoring & Investigations: Conduct day-to-day monitoring of client activity to detect suspicious behavior and assist investigations as needed.
• Risk Management & Client Risk Mitigation: Assess and manage client risk using established policies and controls.
• Alert Resolution & Escalation: Review alerts and resolve exceptions in line with policy.
• Regulatory Reporting: Support internal and external reporting obligations.
• Training & Mentorship: Participate in training sessions and develop educational materials for junior team members.
• Industry Awareness & Consultation: Stay current on regulatory developments and advise on regulatory expectations.

Skills

Analytical skills

Investigative skills

Communication skills

Regulatory compliance

Education

Bachelor's degree

Tools

LexisNexis

World-Check

Job description

The Vanguard Group is seeking a Compliance Specialist to lead AML/KYC efforts, monitor client activity, and support regulatory compliance across our global client base. You will work in an informal leadership capacity within a team focused on protecting the integrity of Vanguard's financial operations.

Ideal candidates have 3+ years in compliance/AML, a Bachelor's degree, strong analytical and communication skills, and familiarity with risk assessment.