AML/KYC Compliance Lead (Hybrid)

Vanguard; Scottsdale (AZ); Hybrid; USD 70,000 - 110,000; Full time

Job summary

Vanguard is seeking a Compliance Specialist to lead AML and KYC initiatives, monitor client activity, and support regulatory compliance across our global client base. This role blends analytical oversight with hands-on investigations, risk assessment, and collaboration across teams.

You will be responsible for monitoring, due diligence, alert resolution, and contributing to training and regulatory reporting efforts in a hybrid work environment.

Qualifications

• Minimum of 3 years of relevant experience in compliance, AML, or financial services.
• Bachelor’s degree or equivalent combination of education and experience.
• Strong analytical, investigative, and communication skills.
• Experience assessing client risk and applying effective risk mitigation strategies.
• Demonstrated ability to work effectively in a highly regulated environment and exercise sound judgment when evaluating complex situations.
• Proven ability to adapt to change, navigate ambiguity, and support evolving business and regulatory priorities.
• Experience influencing others, driving process improvements, and acting as a change agent within a team environment.
• Ability to collaborate effectively with colleagues across different teams and contribute to shared goals.
• Familiarity with tools such as LexisNexis, World-Check, or similar platforms is a plus.

Responsibilities

• Monitor day-to-day client activity to detect suspicious behavior and support investigations.
• Assess and manage client risk through established policies, procedures, and controls.
• Review internal alerts and reports; resolve exceptions and escalate when needed.
• Support internal and external regulatory reporting obligations.
• Participate in training sessions and contribute to educational materials for junior staff.
• Stay current on regulatory developments and industry trends; serve as a compliance consultant to regulators.

Skills

Analytical skills

Investigative skills

Communication skills

Compliance/AML experience

Risk assessment

Change agent

Team collaboration

Education

Bachelor’s degree or equivalent

Tools

LexisNexis

World-Check

Job description

Vanguard is seeking a Compliance Specialist to lead AML and KYC initiatives, monitor client activity, and support regulatory compliance across our global client base. This role blends analytical oversight with hands-on investigations, risk assessment, and collaboration across teams.

You will be responsible for monitoring, due diligence, alert resolution, and contributing to training and regulatory reporting efforts in a hybrid work environment.