AML Investigator: Financial Crime Analysis & SARs

Fidelity Investments Inc.; Covington (KY); On-site; USD 80,000 - 110,000; Full time

Job summary

Fidelity Investments Inc. seeks an AML Investigator to provide sophisticated financial analysis and investigate potential money laundering, terrorist financing, and related fraud.

The role sits in Fidelity's Financial Intelligence Unit (FIU), requires collaboration with AMLO and Compliance, and involves interaction with senior executives.

A college degree and 8–10 years' experience in a relevant field are expected, with strong written and spoken communication.

Qualifications

• College degree with 8–10 years in a relevant field.
• 2+ years of experience in the financial services industry.
• Previous Risk Management/Compliance/AML experience a plus.
• Detailed knowledge of brokerage operations.
• FINRA Series 7 preferred.
• Working knowledge of Fidelity systems a plus.
• An understanding of the financial services industry and its products.
• Proven interpersonal and communication skills; able to interact with senior executives.
• Familiar with AML laws and regulations.
• Ability to work with minimal direction and supervision.
• Investigating and identifying incidents of possible suspicious activity.
• Protecting Fidelity and its customers.
• Ensuring Fidelity is fulfilling its regulatory AML requirements.
• Supporting AMLO efforts to maintain an effective AML Program.

Responsibilities

• Investigate suspicious activity and potential money laundering.
• Provide sophisticated financial analysis to support investigations.
• Collaborate with AMLO and Compliance teams.
• File SARs with FinCEN when required.
• Communicate findings to senior leadership.

Job description

Fidelity Investments Inc. seeks an AML Investigator to provide sophisticated financial analysis and investigate potential money laundering, terrorist financing, and related fraud.

The role sits in Fidelity's Financial Intelligence Unit (FIU), requires collaboration with AMLO and Compliance, and involves interaction with senior executives.

A college degree and 8–10 years' experience in a relevant field are expected, with strong written and spoken communication.