AML Investigator: Brokerage & Financial Crimes

Bank of America; Phoenix (AZ); On-site; USD 90,000 - 130,000; Full time

Job summary

Bank of America is seeking a Global Financial Crimes Compliance (GFCC) Investigator to conduct end-to-end investigations across lines of business, focusing on fraud, money laundering, and regulatory reporting. The role involves preparing SAR filings, coordinating with front line units, and ensuring closure against quality metrics.

Responsibilities include reporting findings to senior stakeholders, supporting risk mitigation, and performing quality controls within an investigative team.

Qualifications

• Minimum of five years of relevant experience.
• FINRA Securities Essential Exam/FINRA Series 7, Series 6 or relevant experience in back office operations.
• Suspicious Activity Reporting (SAR) experience.
• Understanding of Rules, Regulations, and Compliance (FINRA/SEC).

Responsibilities

• Completes investigations while overseeing cases meet or exceed closure and quality metrics.
• Completes Suspicious Activity Reports (SAR) in a timely and accurate manner for submission to regulators and/or law enforcement.
• Reports facts of the investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations.
• Performs quality control functions, training, communications, guidance, monitoring scenario development/enhancement input and testing, or law enforcement liaison responsibilities in an investigative support role.

Skills

Fraud Management

Regulatory Compliance

Data Analysis

Investigation Management

Stakeholder Management

Education

Bachelor's Degree

Job description

Bank of America is seeking a Global Financial Crimes Compliance (GFCC) Investigator to conduct end-to-end investigations across lines of business, focusing on fraud, money laundering, and regulatory reporting. The role involves preparing SAR filings, coordinating with front line units, and ensuring closure against quality metrics.

Responsibilities include reporting findings to senior stakeholders, supporting risk mitigation, and performing quality controls within an investigative team.