AML Investigator: Brokerage & Financial Crimes

Bank of America; Charlotte (NC); On-site; USD 110,000 - 150,000; Full time

Job summary

Bank of America is seeking a Global Financial Crimes Compliance (GFCC) Investigator to conduct end‑to‑end investigations across lines of business, including fraud, money laundering, and terrorist financing. You will collaborate with GFCC Risk Management and front-line units to resolve cases and ensure timely SAR submissions.

The role requires a minimum of five years of relevant experience, familiarity with FINRA/SEC rules, and certification such as CAMS or FINRA licenses.

Qualifications

• Minimum of five years of relevant experience
• Understanding of Retail Brokerage Products and services
• FINRA Securities Exams or relevant back-office experience
• Suspicious Activity Reporting (SAR)
• Stakeholder Management (FLU, Risk)
• Understanding of FINRA/SEC Rules and Regulations

Responsibilities

• Completes investigations while ensuring closure and quality metrics
• Prepares SARs for regulators and law enforcement
• Reports investigation facts to senior stakeholders and partners with GFC Management
• Performs quality control, training, and incident guidance in investigative support

Skills

Fraud Management

Risk Management

Investigation Management

Data Analysis

Written Communications

Regulatory Compliance

Coaching

Critical Thinking

Education

Bachelor's Degree

Certified Anti-Money Laundering Specialist (CAMS)

FINRA Licenses (Series 7/6, 9/10)

Tools

AML Systems

Case Investigation Tools

Customer Due Diligence Software

Job description

Bank of America is seeking a Global Financial Crimes Compliance (GFCC) Investigator to conduct end‑to‑end investigations across lines of business, including fraud, money laundering, and terrorist financing. You will collaborate with GFCC Risk Management and front-line units to resolve cases and ensure timely SAR submissions.

The role requires a minimum of five years of relevant experience, familiarity with FINRA/SEC rules, and certification such as CAMS or FINRA licenses.