Agency Trader: Trading & Operations Specialist

Red Clover; New York (NY); On-site; USD 100,000 - 120,000; Full time

Job summary

Red Clover, a small midtown NYC broker-dealer registered with the SEC and a member of FINRA and SIPC, clears transactions and custody client assets through Pershing LLC, a Bank of New York Mellon Corporation, the world’s leading provider of clearing solutions.

Through our experienced financial service professionals, coupled with our relationship with Pershing, we are able to bring a broad range of solutions to our clients including: Prime Brokerage Services, Chaperoning Services - 15a-6, Asset

Qualifications

• Licenses: Series 7, Series 63, and Series 57.
• Minimum 2 years in trading, operations, or a financial services environment.
• Familiar with Bloomberg EMSX and multiple asset classes.

Responsibilities

• Execute and service trades for domestic and international accounts across Equities, Options, FX, and Mutual Funds.
• Manage pre- and post-market tasks including margin calls, Buy-ins, DKs, and trade confirmations.
• Prepare and distribute Best Execution reports weekly and monthly.
• Ensure timely communication with clients regarding trade activity and operations.
• Collaborate with trading and operations teams to maintain smooth workflow and regulatory compliance.
• Support the trading desk with ad hoc operational or administrative tasks as needed.

Skills

Series 7, Series 63, Series 57

2+ years trading experience

Trading across asset classes

Tools

Bloomberg EMSX

Job description

Red Clover, a small midtown NYC broker-dealer registered with the SEC and a member of FINRA and SIPC, clears transactions and custody client assets through Pershing LLC, a Bank of New York Mellon Corporation, the world’s leading provider of clearing solutions.

Through our experienced financial service professionals, coupled with our relationship with Pershing, we are able to bring a broad range of solutions to our clients including: Prime Brokerage Services, Chaperoning Services - 15a-6, Asset