Advisor, Internal Audit

Raymond James Financial, Inc.; Saint Petersburg (FL); Presencial; USD 70.000 - 110.000; Jornada completa

Descripción de la vacante

Raymond James Financial, Inc. is seeking an experienced audit professional to lead and support risk assessments, testing, and control evaluations within a dynamic financial services environment. You will partner with colleagues and control communities to strengthen internal controls and ensure comprehensive audit coverage.

You will stay abreast of regulatory changes and market events, analyze risk trends, and communicate findings to Senior Management with clarity and impact.

Formación

• Must have auditing and risk assessment fundamentals.
• Knowledge of financial markets and products helpful.
• Understanding of finance and accounting basics.
• Familiarity with operational risks and related controls.

Responsabilidades

• Lead and support audit activities including risk assessments, testing, control evaluation, and documentation.
• Collaborate with colleagues and control community to evaluate the control environment and strengthen internal controls.
• Stay updated on regulatory changes and market events impacting the business.
• Analyze risk trends through business monitoring and audit coverage execution.
• Ensure complete coverage for integrated audit programs across groups.

Conocimientos

Auditing concepts

Financial markets

Finance & accounting

Operational risk controls

Team collaboration

Communication skills

Analytical skills

Stakeholder relationships

Project management

Controls testing

Educación

Bachelor’s degree in business/finance/accounting

Equivalent experience

Descripción del empleo

Responsibilities:

• Lead and support audit activities such as risk assessments, audit testing, control evaluation, work paper documentation, follow-up and issue closure verification.
• Partner with colleagues, clients and control community members to evaluate the control environment. Make recommendations to strengthen internal controls.
• Stay up-to-date with evolving regulatory changes and market events that impact the business.
• Perform ongoing analysis of risk trends through business monitoring and audit coverage execution.
• Partner with other groups within Audit to ensure complete coverage to deliver an integrated audit program.
• Develop and maintain an in-depth understanding of business areas, financial products, and supporting functions.
• Perform continuous monitoring of various business groups.
• Perform data collection and analysis in compliance with audit program requirements to identify, analyze and recommend changes to core business processes.
• Assist in performing design reviews over assigned audit areas to identify key controls.
• Independently perform tests of operational effectiveness to validate controls.
• Identify, review, assess and document risk management and control issues of assigned business processes.
• Assist with the preparation of written recommendations regarding the effectiveness of assigned business processes. Prepare follow-up plans to ensure aforementioned recommendations are addressed.
• Performs other duties and responsibilities as assigned.

Qualifications:

• Fundamental concepts, practices and procedures of auditing and risk assessment.
• Fundamental concepts of financial markets and products.
• Fundamental concepts of finance and accounting.
• Understanding of operational risks and related controls of regulations.
• Works well individually and in a team. Shares information supports colleagues and encourages participation.
• Excellent verbal and written communication skills with the ability to present complex and sensitive issues to Senior Management.
• Strong analytical skills, particularly in regard to assessing the probability and impact of an internal control weakness.
• Proven ability to build strong relationships with stakeholders, learn quickly, be flexible and think strategically.
• Proven ability to multi task, complete projects on time and within a budget, and adapt to changing priorities.
• Enthusiastic, self-motivated, and effective under pressure.
• Planning, organizing and conducting audits.
• Identifying key business processes.
• Identifying and documenting risk management issues.
• Testing key controls within business processes.
• Preparing written reports and delivering oral presentations.

Educational/Previous Experience Requirements:

• Bachelor’s Degree in Business Administration, Finance, or Accounting and a minimum of two (2) years of experience in the financial services industry.
• ~or~
• Any equivalent combination of education, training or experience approved by Human Resources.