Advertising Review & Supervision Leader

Raymond James; Southfield (MI); Hybrid; USD 90,000 - 130,000; Full time

Benefits offered by this job

Benefits package

Job summary

Raymond James seeks a Manager, Supervision – Advertising Review to lead a team reviewing advertising and communications. You’ll partner with Advisors, Marketing, Compliance, and Legal to apply regulations and ensure firm policy alignment while improving processes.

You will coach associates, drive consistent decisions, and shape the future of supervision with strategic initiatives and training programs. Hybrid work environment.

Qualifications

• Bachelor's degree in a related field with 6+ years in supervision or financial services.
• FINRA Series 7, 24, and 66 licenses required for the assigned area.
• Knowledge of Investment Company Act of 1940 and ERISA requirements.
• Licenses or certifications in securities regulation are preferred.

Responsibilities

• Lead and develop a high-performing supervision team with coaching and feedback.
• Partner with Financial Advisors, branch leadership, Marketing, Compliance and Legal.
• Apply regulatory knowledge to complex advertising scenarios with sound judgment.
• Oversee advertising reviews to ensure regulatory alignment and firm policy.
• Identify workflow improvements to increase efficiency and consistency.
• Deliver training and educate partners on advertising requirements.
• Collaborate across departments to resolve escalations and manage risks.
• Manage daily workloads, performance and hiring needs.

Skills

Leadership

Coaching

Regulatory knowledge

Communication

Strategic thinking

Collaboration

Problem solving

Education

Accounting degree

Business Administration degree

Bachelor's degree in related field

Tools

FINRA Licenses (Series 7/24/66)

Job description

Raymond James seeks a Manager, Supervision – Advertising Review to lead a team reviewing advertising and communications. You’ll partner with Advisors, Marketing, Compliance, and Legal to apply regulations and ensure firm policy alignment while improving processes.

You will coach associates, drive consistent decisions, and shape the future of supervision with strategic initiatives and training programs. Hybrid work environment.