1940 Act Attorney

BCG Attorney Search; Chicago (IL); Remote; USD 120,000 - 180,000; Full time

Job summary

A leading law firm is seeking an experienced transactional/regulatory attorney to work on regulatory compliance and legal matters related to the 1940 Act. The role offers flexible work options, including remote opportunities and part-time arrangements, appealing to candidates with significant legal expertise. Ideal for partner or counsel-level candidates looking to supplement their practice or build client relationships in a supportive environment.

Benefits

Flexible work environment

Part-time opportunities

Remote work options

Supportive corporate culture

Qualifications

• Experience working for the SEC or a law firm specializing in the 1940 Act preferred.
• Ability to manage complex legal work independently.

Responsibilities

• Advise clients on matters related to the 1940 Act.
• Draft and review documents for regulatory compliance.
• Manage complex legal matters related to investment issues.

Skills

Knowledge of the 1940 Act

Regulatory legal expertise

Client relationship management

Communication skills

Education

Juris Doctor (J.D.) degree

Job description

Job Overview:
A law firm is seeking an experienced transactional/regulatory attorney with substantial expertise in the 1940 Act, including the Investment Advisers Act (IAA) and the Investment Company Act (ICA). This role will focus on market regulation and provide an opportunity for a partner or counsel-level candidate to supplement their book of business or pursue a part-time opportunity. The firm is open to considering candidates regardless of office location, with remote work available depending on jurisdiction.

Location:

• Chicago, IL

Duties:

• Advise clients on matters related to the 1940 Act, including the IAA and ICA.
• Handle regulatory and transactional work related to market regulation.
• Draft and review documents concerning regulatory compliance under the 1940 Act.
• Manage complex legal matters related to investment advisory and investment company issues.
• Provide proactive guidance on regulatory compliance.
• Build and maintain client relationships, handling matters independently as required.

Requirements:

• Substantial expertise in the 1940 Act, including the IAA and ICA.
• Experience working for the SEC or a law firm specializing in these areas is preferred.
• Strong background in transactional and regulatory matters.
• Ability to manage complex legal work independently.
• Excellent communication and client engagement skills.

Education:

• Juris Doctor (J.D.) degree from an accredited law school.

Certifications:

• Admission to the state bar in relevant jurisdiction(s).

Skills:

• Deep knowledge of the 1940 Act, IAA, and ICA.
• Expertise in regulatory and transactional legal matters.
• Strong written and verbal communication skills.
• Ability to manage multiple complex legal matters.
• Excellent client relationship management skills.
• Flexible work environment with remote work options.
• Part-time opportunity available for candidates looking to supplement an existing book of business.
• Opportunity to join a nationally recognized corporate practice in a large national law firm.

Company info

BCG Attorney Search
200 South Wacker Drive, 31st Floor
Chicago
Illinois
United States 60606
Phone : [phone]
Fax : [phone]

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