Wealth Management Client Due Diligence Analyst

Job Description

Role Purpose

We’re looking for someone like that to:

1. Perform AML controls on names screening for periodic KYC review. Ensure adherence to regulations, guidelines, standards and policies. Maintain in-depth awareness of potential legislative and policy breaches and act to proactively prevent their occurrence.
2. Support the Wealth Management business with documentation preparation required for periodic KYC.
3. Through in-depth knowledge of process, engage in process improvement & digital transformation projects to streamline & automate the name screening & review process.

Your experience and skills

You have:

1. Some experience in banking / financial institutions.
2. Prior experience in Onboarding, Client Data Maintenance, AML/KYC in Hong Kong and/or Singapore regulatory landscape preferred.
3. Ability to read Chinese
4. Strong risk and control mindset with a structured and logical approach to analysis and problem-solving.
5. Motivated to work in a team to achieve team target.
6. Willing to work over time/public holidays/weekends as required

You are:

1. Client service oriented and enjoy working in a team.
2. High motivation and positive can-do attitude.
3. Effective & clear communication.
4. Adaptable to a dynamic and changing environment.

Mandatory Skills: Investment Banking (CLM).