VP, Regulatory Risk & Compliance - Retail Banking

uobgroup; Singapore; On-site; SGD 180,000 - 260,000; Full time

Job summary

1011 United Overseas Bank Ltd in Singapore is seeking an experienced professional to support the Financial Advisory Act (FAA) & regulatory compliance, ensuring adherence to MAS requirements and internal policies.

You will provide risk and control advisory, monitor KRIs, coordinate audits and governance materials, and work with Compliance, Legal, Operations, Product and business units to tighten controls and drive sustainable regulatory outcomes.

Qualifications

• Minimum 6-10 years of relevant experience in Risk Management, Compliance, Audit, Assurance, or Business Controls within the financial services industry.
• Good understanding of MAS regulations, Financial Advisers Act requirements, and conduct risk management practices.
• Familiarity with Retail Banking and Wealth Management products and advisory processes.
• Strong analytical and problem-solving skills with the ability to assess risks and identify practical solutions.
• Good stakeholder management skills with the ability to engage and influence across functions.
• Strong written and verbal communication skills.
• Proficient in data analysis and reporting tools.
• Degree in Finance, Business, Accountancy, Law, Risk Management, or a related discipline.

Responsibilities

• Support the implementation and ongoing maintenance of the Bank's FAA framework, ensuring regulatory adherence.
• Provide advisory support to business units on FAA requirements and policy interpretation.
• Partner with Group Compliance to assess regulatory developments and support changes.
• Support initiatives relating to Fair Dealing and customer outcome frameworks.
• Conduct reviews and testing to assess compliance with regulatory requirements, policies, and controls.
• Identify opportunities to enhance processes and controls while balancing business needs.

Skills

Regulatory compliance

Risk management

Data analysis

Stakeholder management

Analytical thinking

Communication skills

Education

Degree in Finance, Business, Accountancy, Law, Risk Management, or related discipline

Tools

Data reporting tools

Job description

1011 United Overseas Bank Ltd in Singapore is seeking an experienced professional to support the Financial Advisory Act (FAA) & regulatory compliance, ensuring adherence to MAS requirements and internal policies.

You will provide risk and control advisory, monitor KRIs, coordinate audits and governance materials, and work with Compliance, Legal, Operations, Product and business units to tighten controls and drive sustainable regulatory outcomes.