Vice President, Securities and Global Markets Oversight (Compliance Department)

Borr Drilling; Singapore; On-site; SGD 60,000 - 100,000; Full time

Job summary

A leading company is seeking a compliance officer to navigate and ensure adherence to AML and compliance regulations within securities and capital markets in Singapore. The role involves collaboration with various departments and oversight of compliance practices, requiring sound knowledge of relevant laws and excellent stakeholder management skills.

Qualifications

• Experience in AML and compliance regulations.
• Ability to navigate multiple organizations.
• Meticulous and detail-oriented approach.

Responsibilities

• Ensure compliance with AML policies across entities.
• Advise on policies related to Japanese laws.
• Collaborate with bank's Head Office and parent company.

Skills

Knowledge of compliance regulations

Communication skills

Attention to detail

Team collaboration

Stakeholder management

Job description

Job Responsibilities

• Working closely with the bank’s and securities company’s compliance and AML teams, integration of bank and securities compliance and AML policies and procedures to ensure consistency.
• Oversight of group securities company compliance from the perspective of the ultimate parent company.
• Advising on group policies and procedures, and co-ordinating with relevant departments to ensure compliance with Japanese laws, including in the development of products and services and joint marketing activities
• Monitoring and testing to ensure compliance with compliance and AML requirements by employees who are in dual-hatting capacity or acting in collaboration across entities
• Collaborate with relevant departments of the bank’s Head Office and parent company.

Job Requirements

• Sound knowledge and experience in AML and compliance regulations in relating to securities and capital and global markets products, including the Securities & Futures and Financial Advisers’ Acts is essential
• Good communications skills, with ability to navigate multiple organizations and find common ground
• Meticulous and detailed
• Collaborative, and team oriented
• Strong stakeholder management skills