Vice President, Regulatory Compliance WPB - Risk & Compliance

HSBC Holdings plc; Singapore; Hybride; SGD 180 000 - 300 000; Plein temps

Résumé du poste

HSBC Holdings plc in Singapore seeks a Vice President, Regulatory Compliance WPB to lead regulatory risk oversight within International Wealth and Premier Banking. The role blends strategic advice with hands-on risk mitigation and cross‑functional collaboration.

You will translate complex regulatory developments into practical guidance, engage with regulators, and ensure controls meet evolving requirements while delivering fair outcomes for clients within a global bank.

Qualifications

• Significant regulatory compliance experience within financial services.
• Strong knowledge of Singapore's regulatory environment and key acts/guidelines.
• Knowledge of wealth management products and associated regulatory risks.
• Strong judgement and analytical capability in assessing complex regulatory issues.
• Excellent communication and stakeholder-management skills for senior leadership and regulators.
• Ability to work effectively across a complex, matrixed organisation.

Responsabilités

• Partner with senior leaders across International Wealth and Premier Banking to provide regulatory compliance advice.
• Advise on new products, services, and regulatory developments to meet objectives and regulatory requirements.
• Provide oversight of regulatory compliance risks, including risk assessments, controls and remediation plans.
• Assess potential regulatory breaches and ensure investigations, escalation, and regulatory reporting as required.
• Engage with regulators and industry bodies on regulatory developments and expectations.
• Monitor emerging regulatory risks and translate requirements into actionable guidance for the business.
• Support governance forums with timely reporting and communication of material compliance matters.
• Promote a strong risk and compliance culture and strengthen controls for fair outcomes for customers.

Connaissances

Regulatory compliance

Singapore reg env

Regulatory & conduct risk

Analytical thinking

Communication & stakeholder mgmt

Cross-functional collaboration

Description du poste

Vice President, Regulatory Compliance WPB - Risk & Compliance

Location: Singapore, 01, SG, 117439

Brand: HSBC

Area of Interest: Insurance

Role Workstyle: Hybrid Worker

Some careers have more impact than others.

You're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Risk and Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and ensures fair outcomes for clients. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.

We are currently seeking a high calibre professional to join our team as a VicePresident, Regulatory Compliance WPB.

In this role you will:

• Partner with senior business leaders across International Wealth and Premier Banking to provide practical, commercial and forward-looking regulatory compliance advice.
• Advise on new products, services, business initiatives and new regulatory developments, helping the business achieve its strategic objectives while meeting regulatory requirements and customer expectations.
• Provide effective oversight and challenge of regulatory compliance risks, including business risk assessments, controls and remediation plans.
• Assess potential regulatory breaches, conduct and compliance issues, ensuring appropriate investigation, escalation, remediation and regulatory reporting where required.
• Engage with regulators, industry bodies and senior internal stakeholders on regulatory developments, issues and expectations.
• Monitor emerging regulatory and conduct risks and translate complex regulatory requirements into clear, actionable guidance for the business.
• Support senior management and governance forums through timely, insightful reporting and effective communication of material regulatory compliance matters.
• Promote a strong risk and compliance culture, identifying opportunities to strengthen controls, improve ways of working and deliver fair outcomes for customers.

To be successful you will need:

• Significant regulatory compliance experience within financial services, ideally gained in retail banking, retail and affluent wealth advisory and/or private banking.
• Strong knowledge of Singapore's financial services regulatory environment and relevant requirements under the Banking Act, Securities and Futures Act, Financial Advisers Act, Insurance Act and associated notices, guidelines, circulars, information papers, industry codes, covering areas such as wealth products, sales practices, financial promotions, licensing, complaints and customer conduct.
• Sound knowledge of wealth management products and associated regulatory and conduct risks; knowledge of retail banking and cross-border requirements would be advantageous.
• Strong judgement and analytical capability, with demonstrated experience assessing complex regulatory issues, incidents and risks, and adequacy of controls.
• Excellent communication, influencing and stakeholder-management skills, including the confidence to constructively challenge senior leaders and engage effectively with regulators.
• The ability to work effectively across a complex, matrixed organisation and collaborate with Business, Risk and Compliance teams locally, regionally and globally.

You'll achieve more when you join HSBC.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by Hongkong & Shanghai Banking Co