Vice President, Legal & Regulatory, Equities Compliance (Trading) (818790602A2) | Singapore, SG

Temasek International Pte Ltd; Singapore; On-site; SGD 170,000 - 230,000; Full time

Job summary

A leading global investment company based in Singapore is seeking a Vice President for Legal & Regulatory Compliance in Equities. This senior role involves providing compliance guidance, managing regulatory risks, and implementing training programs. The ideal candidate will possess strong regulatory knowledge and significant experience in a similar compliance role within financial institutions.

Qualifications

• Degree holder with outstanding academic record.
• 8+ years in compliance or regulatory roles.
• Strong knowledge of equities and derivatives.

Responsibilities

• Provide equities compliance advisory and establish policies to mitigate regulatory risks.
• Deliver training for business personnel on compliance matters.
• Manage policy deviations and conduct root-cause analysis.

Skills

Compliance Advisory

Risk Management

Regulatory Knowledge

Education

Degree in related field

Job description

Vice President, Legal & Regulatory, Equities Compliance (Trading) (818790602A2)

Vice President, Legal & Regulatory, Equities Compliance (Trading) (818790602A2)

Temasek International Pte Ltd Singapore Apply now Posted 2 days ago Self Employed Competitive

Vice President, Legal & Regulatory, Equities Compliance (Trading) (818790602A2)

Temasek International Pte Ltd Singapore Apply now

Temasek is a global investment company headquartered in Singapore, with a net portfolio value of S$389 billion (US$288b, €267b, £228b, RMB2.08t) as at 31 March 2024. Marking our unlisted assets to market would provide S$31 billion of value uplift and bring our mark to market net portfolio value to S$420 billion.

Our Purpose So Every Generation Prospers guides us to make a difference for today's and future generations.

Operating on commercial principles, we seek to deliver sustainable returns over the long term.

We have 13 offices in 9 countries around the world: Beijing, Hanoi, Mumbai, Shanghai, Shenzhen, and Singapore in Asia; and Brussels, London, Mexico City, New York, Paris, San Francisco, and Washington, DC outside Asia.

For more information on Temasek, please visit www.temasek.com.sg

For Temasek Review 2024, please visit www.temasekreview.com.sg

For Sustainability Report 2024, please visit www.temasek.com.sg/SR2024

Introduction

We are recruiting an equities reporting professional to join our Regulatory and Compliance team based in Singapore (which is part of the firm's Legal and Regulatory Department). This role will report to the Joint Head, Legal & Regulatory.

Responsibilities

• Assume senior responsibilities for providing equities compliance advisory and establishing internal policies, procedures, and processes to mitigate risk of regulatory violations for equities trading, maintaining risk levels within the firm's risk appetite while protecting the firm.
• Provide equity compliance coverage to Portfolio Managers and Investment Groups and other 2nd Line functions, including providing compliance guidance on regulations relating to operational issues, transactional approvals and the application of internal compliance policies for BAU activities.
• Proactive regulatory change management for impacted coverage areas through participation in business, industry and regulatory initiatives and trade groups.
• Design and deliver applicable training for business unit personnel.
• Manage exceptions, and escalations relating to policy deviations and carrying out root-cause analysis for certain risk incidents.

Requirements

As a successful candidate, you'd ideally have the following skills and exposure:

• Degree holder from a related field, preferably with an outstanding academic record.
• At least 8 years' experience in a similar compliance and regulatory role at a financial institution, regulatory authority, broker-dealer, or buy-side firm.
• Strong overall product knowledge and regulatory experience within equities and equities derivatives (including ETFs and listed options).
• Demonstrate experience with the implementation of trading and equity compliance projects, policies, and programs.
• Possess working knowledge and familiarity with financial regulations such as SFA, EMIR, MiFID and applicable HK SFC and SEC trading rules.
• Experience in the design and implementation of Compliance programs.
• An ability to assess complex issues through root cause analysis and other analytical techniques; structure potential solutions, and find resolution with senior stakeholders

We would like to remind you that eFinancialCareers is a job board and does not conduct hiring or ask for payment or any financial details as part of the job application process.

If you receive any suspicious messages claiming to be from us or a hiring company, we urge you not to click on any links and not to reply to the message itself.

Instead, please report the message to our support team at [e-mail] .

It is advisable to always verify job offers directly with the hiring company.

More Jobs From Temasek International Pte Ltd

Boost your career

Find thousands of job opportunities by signing up to eFinancialCareers today.