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Vice President - Investment Compliance

TENTEN PARTNERS PTE. LTD

Singapore

On-site

SGD 200,000 - 240,000

Full time

Today
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Job summary

A globally recognized asset management firm is seeking a Vice President – Investment Compliance to oversee compliance monitoring, ensure regulatory adherence, and develop compliance frameworks. The ideal candidate will have over 10 years of experience in investment compliance and a strong understanding of regulatory requirements, with a competitive salary starting at SGD 200K.

Benefits

Exposure to a broad spectrum of asset classes
Access to senior leadership

Qualifications

  • 10+ years of experience in investment or markets compliance.
  • Strong working knowledge of MAS, HKMA, and global regulatory requirements.
  • Able to work autonomously in a high-accountability culture.

Responsibilities

  • Oversee compliance monitoring across global investment strategies.
  • Ensure adherence to regulatory and client-imposed guidelines.
  • Investigate and resolve compliance breaches, driving remediation.

Skills

Investment Compliance
Regulatory Knowledge
Stakeholder Management
Strategic Thinking
Communication

Education

Degree in Finance, Law, or Economics
CFA, CAIA, or IMC

Tools

Bloomberg
Charles River
Aladdin

Job description

We are partnering with a globally recognised asset management firm renowned for its deep expertise across equities, fixed income, private markets, and alternative investments. As part of their continued growth, they are seeking a Vice President – Investment Compliance to join their dynamic team.
This is an outstanding opportunity for a seasoned compliance professional to take on a high-impact role, providing strategic oversight and contributing to a world-class compliance function within a collaborative and forward-thinking environment.

What You'll Do
  • Oversee compliance monitoring across a diverse range of global investment strategies.

  • Ensure adherence to regulatory, internal, and client-imposed guidelines.

  • Develop and enhance compliance frameworks, systems, and controls.

  • Act as a key liaison between investment, legal/compliance teams, and external regulators.

  • Provide advisory support on new fund and product launches.

  • Investigate and resolve compliance breaches, driving root cause analysis and remediation.

  • Stay ahead of regulatory changes and assess their impact on investment activities.

  • Lead training and awareness programs across investment and trading teams.

What We're Looking For
  • 10+ years of experience in investment or markets compliance within asset management or institutional investment firms.

  • Strong working knowledge of MAS, HKMA, and global regulatory requirements.

  • Hands-on experience with compliance tools such as Bloomberg, Charles River, Aladdin, or similar.

  • Strategic thinker with excellent communication and stakeholder management skills.

  • Degree in Finance, Law, Economics, or related; CFA, CAIA, IMC are highly regarded.

  • Able to work autonomously in a low-ego, high-accountability culture.

Why Join?
  • Salary: SGD 200K+ (negotiable).

  • Join a globally respected firm with long-term investment principles.

  • Exposure to a broad spectrum of asset classes and global operations.

  • Collaborative, high-performance environment with access to senior leadership.

  • Based in Singapore, open to candidates from major financial hubs.

Interested? Apply directly to vanessa@tenten-partners.com.

Equal Opportunity Statement

TENTEN Partners is an equal opportunity firm and is committed to providing equal employment opportunities to all qualified individuals without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, or any other protected characteristic as outlined by applicable laws.

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