Team Lead – Market Conduct Compliance (Insurance, up to $7k) (ID: 677294)

PERSOLKELLY SINGAPORE PTE. LTD.; Singapore; On-site; SGD 55,000 - 75,000; Full time

Job summary

A leading company in Singapore seeks candidates with a Bachelor’s degree and experience in financial investigations. Responsibilities include conducting investigations, audits, and ensuring compliance with regulations. Ideal candidates can multitask and excel under pressure, showcasing strong communication and report writing skills.

Qualifications

• 3+ years of experience in investigations within FA firms or insurance companies.
• Understanding of FAA and LIA guidelines.
• Ability to work in fast-paced environments.

Responsibilities

• Conduct investigations including interviews and reports.
• Perform audits to identify risks.
• Ensure compliance with relevant laws and regulations.

Skills

Report writing

Communication skills

Multitasking

Pressure management

Education

Bachelor’s Degree

Job description

Responsibilities

• Independently conduct investigations from beginning to end, including interviews and writing investigation reports.
• Perform regular and ad-hoc audits to identify any key risk areas (e.g. training & competency and manipulation checks).
• Assists in developing, enhancing and implementing policies, procedures and control assessments in response to identified risks.
• Conduct training on a regular basis to enhance the competency of the agency.
• Ensure agency is in compliance with all relevant laws and regulations (e.g. notices and circulars) issued by the Authorities or the Company.

Requirements:

• Bachelor’s Degree with at least 3 years of experience performing investigations in FA firms, insurance companies or related financial institutions.
• Understanding of the relevant regulations, including the FAA and LIA guidelines.
• Ability to multitask, work under pressure and remain agile in a fast-paced environment.
• Good report writing ability and strong communication skills.

Interested candidates who wish to apply for the advertised position, please click on “Apply”. We regret that only shortlisted candidates will be notified.

EA License No.: 01C4394 (PERSOLKELLY Singapore PTE LTD)

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