Strategic Compliance Director, Capital Markets

Larson Maddox; Singapore; On-site; SGD 180,000 - 280,000; Full time

Job summary

Larson Maddox is assisting in sourcing a Director of Compliance for a major financial services client in Singapore. The role covers multiple regulated businesses and products across the capital markets landscape, offering exposure to senior management, stakeholders, and regulators on strategic and day-to-day compliance matters.

The position emphasizes advisory duties, governance interactions, and leadership in implementing comprehensive compliance programmes to mitigate regulatory risk across

Responsibilities

• Provide practical compliance advice to senior management and business stakeholders on regulatory matters, new initiatives, and emerging risks.
• Develop, enhance, and maintain compliance policies, procedures, and control frameworks in line with applicable regulatory requirements.
• Monitor regulatory developments and assess their impact on the business.
• Conduct compliance reviews, monitoring activities, and investigations into potential regulatory or policy breaches.
• Assist with the implementation and ongoing enhancement of the firm's compliance programme.
• Support regulatory submissions, licensing requirements, and interactions with external regulators and authorities.
• Evaluate compliance implications of new products, services, and business initiatives.
• Deliver compliance training and guidance to employees across front-office and support functions.
• Partner with regional and global teams to ensure consistent application of compliance standards and best practices.
• Prepare and present compliance-related updates, reporting, and recommendations to senior management and governance committees.
• Drive remediation efforts and oversee the resolution of compliance incidents, findings, and regulatory matters.
• Lead or contribute to strategic compliance projects and regulatory change initiatives.

Job description

Larson Maddox is assisting in sourcing a Director of Compliance for a major financial services client in Singapore. The role covers multiple regulated businesses and products across the capital markets landscape, offering exposure to senior management, stakeholders, and regulators on strategic and day-to-day compliance matters.

The position emphasizes advisory duties, governance interactions, and leadership in implementing comprehensive compliance programmes to mitigate regulatory risk across