SM/AVP | CS | Compliance

Michael Page; Singapore; On-site; SGD 80,000 - 120,000; Full time

Job summary

A recruitment agency in Singapore is seeking a compliance expert with over 7 years of experience in financial services. This role requires strong knowledge of compliance frameworks, corporate governance, and the ability to collaborate with stakeholders. Key responsibilities include ensuring regulatory compliance, maintaining policies, and providing training. Candidates passionate about compliance in the investment sector are encouraged to apply.

Qualifications

• Professional qualification in Company Secretaryship or related field.
• 7+ years of experience in compliance frameworks within financial services.
• Experience in investment/asset management sector preferred.
• Strong understanding of corporate governance.
• Excellent analytical and problem-solving skills.
• Ability to collaborate effectively with stakeholders.

Responsibilities

• Ensure compliance with laws and regulations in investment operations.
• Provide guidance on corporate governance practices.
• Draft, review, and maintain compliance policies and procedures.
• Oversee regulatory filings and maintain statutory records.
• Liaise with regulatory authorities.
• Monitor and report on compliance risks.
• Conduct compliance training sessions.

Job description

The successful candidate for this position should have a professional qualification in Company Secretaryship (CS) or a related field with 7+ years of experience. You must possess a strong knowledge of compliance frameworks within the financial services industry and preferably have experience working in the investment/asset management sector. An excellent understanding of corporate governance and regulatory requirements is essential, along with strong analytical and problem-solving skills. Additionally, you should be able to collaborate effectively with internal and external stakeholders.Your responsibilities will include ensuring compliance with applicable laws, regulations, and internal policies across investment/asset management operations, providing guidance on corporate governance practices and regulatory frameworks, drafting, reviewing, and maintaining compliance-related policies and procedures, overseeing regulatory filings and maintaining statutory records, liaising with regulatory authorities, monitoring and reporting on compliance risks, recommending corrective measures, conducting compliance training sessions for internal stakeholders, and supporting the legal department in handling compliance-related matters and audits.This opportunity offers a structured and professional work culture with growth opportunities, providing exposure to complex compliance challenges in the financial services industry. If you are passionate about compliance and governance within the investment/asset management sector, we encourage you to apply for this exciting position. For further details, please contact Anupama Rangaswami.,

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