Senior Vice President, Compliance Consulting, Singapore

KROLL SINGAPORE PTE. LTD.; Singapore; On-site; SGD 120,000 - 160,000; Full time

Job summary

A leading compliance consulting firm in Singapore is seeking a Senior Vice President to manage clients' regulatory compliance with a focus on relationship building and innovative solutions. The ideal candidate will have over 8 years of experience in financial services compliance, a university degree, and relevant professional qualifications. This role demands strong leadership and problem-solving skills.

Qualifications

• Minimum 8 years of working experience.
• Proven experience in a financial services regulatory compliance role.
• Detailed understanding of MAS rules and regulations.

Responsibilities

• Managing a portfolio of clients regulated by the MAS and other global regulators.
• Preparing compliance and operational policies and procedures.
• Reporting on findings and providing recommendations for improvements.

Skills

Leadership skills

Client facing skills

Solutions-focused skills

Strong English oral and written communication skills

Time management skills

Solution-driven attitude

Problem-solving attitude

Education

University degree in Accounting and Finance

Relevant professional qualifications (CA, ACCA, CPA)

Job description

Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape. As a Senior Vice President, you will embody drive, embrace change and take risks. You will be innovative and solve problems in our Compliance Consulting business.

RESPONSIBILITIES

• Managing a portfolio of clients regulated by the MAS, and other global financial services regulators
• Managing a team of consultants, each with own client base
• Preparing compliance and operational policies and procedures
• Setting up the regulatory and governance infrastructure and assisting ongoing monitoring
• Undertaking periodic monitoring reviews at client premises
• Reporting on findings and providing recommendations for procedural improvements to meet regulatory and best practice requirements
• Managing regulatory filing and reporting schedules
• Providing ad hoc regulatory advice and creative solutions
• Updating clients on regulatory change
• Networking and relationship building with industry professionals and industry bodies
• Business development with potential clients

REQUIREMENTS

• Minimum 8 years of working experience
• University degree in Accounting and Finance is preferred
• Possessed relevant professional qualifications e.g., CA, ACCA, CPA
• Proven experience in a financial services regulatory compliance role, for example within a regulator, a regulated firm or a consultancy
• Detailed understanding of MAS rules and regulations
• Preferable to have detailed understanding of any other financial services regulator’s rules and regulations
• Good understanding of financial services and the alternative asset management industry
• Ability to work on own initiative and as part of a team
• Leadership skills, client facing, solutions-focused skills
• Clear, logical thought processes, ability to make decisions and articulate these clearly
• Strong English oral and written communication skills
• Time management skills and ability to work within deadlines
• Solution-driven and problem-solving attitude
• Legal or accountancy background would be useful

In order to be considered for a position at Kroll, you must formally apply via careers.Kroll.jobs

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.