Senior Private Bank Risk & Controls Leader

uobgroup; Singapore; On-site; SGD 150,000 - 190,000; Full time

Job summary

1011 United Overseas Bank Ltd is seeking a senior member for the Private Bank Business Risk & Control Management team in Singapore. You will strengthen risk oversight over front office activities through QA checks and thematic reviews, guiding junior members and coordinating with Compliance and Audit.

The role demands deep knowledge of Investment Suitability and Pricing regulations, strong analytics, and leadership to drive risk initiatives and cross-functional projects, with excellent

Qualifications

• Minimum 9 years in a financial institution, preferably Private Banking, in risk, compliance, audit, or consulting.
• Strong people management; guide and resolve issues with junior team members.
• Expertise in Investment Suitability and Pricing regulations for Private Bank frameworks.
• Ability to lead thematic reviews, planning, execution and reporting.
• Strong communication, presentation and analytical skills; able to work independently.
• Postgraduate qualifications in analytics, compliance, or risk management are an advantage.
• Proficient in PowerPoint; data analytics, automation, and visualization familiarity.

Responsibilities

• Post-trade surveillance and supervisory reviews on team members' work.
• Regular and thematic testing, and post-transaction reviews with BRCM colleagues.
• Provide risk advisory support to Front Office and support functions.
• Lead risk and control self-assessments and independent reviews on suitability and selling practices.
• Drive special projects, thematic reviews, and investigations using data analytics.
• Report risk metrics for Risk Forum and QA Scorecard.

Skills

Investment Suitability

Pricing regulations

Data analytics

PowerPoint

Leadership

Communication

Analytical skills

Education

Bachelor's degree in finance/business

Postgraduate qualifications in analytics/compliance/risk management

Job description

1011 United Overseas Bank Ltd is seeking a senior member for the Private Bank Business Risk & Control Management team in Singapore. You will strengthen risk oversight over front office activities through QA checks and thematic reviews, guiding junior members and coordinating with Compliance and Audit.

The role demands deep knowledge of Investment Suitability and Pricing regulations, strong analytics, and leadership to drive risk initiatives and cross-functional projects, with excellent