Senior/ KYC Associate (Securities/ Stockbroking Industry)

PEOPLE PROFILERS PTE. LTD.; Singapore; On-site; SGD 80,000 - 100,000; Full time

Job summary

A financial services company based in Singapore is seeking a professional to manage KYC processes and ensure compliance with AML regulations. The ideal candidate has a diploma or degree and at least two years of experience in financial institutions, alongside a solid understanding of KYC/AML regulations and the ability to work independently under tight deadlines.

Qualifications

• At least 2 years’ experience in financial institutions, including SOW writing.
• Knowledge of KYC/AML regulations and processes.
• Ability to manage high volumes of documentation.

Responsibilities

• Handle KYC processes for client onboarding.
• Perform AML risk assessments on accounts.
• Support audits and compliance-related tasks.

Skills

KYC processes

AML risk assessments

Detail-oriented

Team player

Adaptability

Education

Diploma/Degree

Job description

Responsibilities

• Handle KYC processes for client onboarding and periodic reviews.
• Review and draft Source of Wealth (SOW) and corroborate Source of Wealth (SOW) / Source of Funds (SOF).
• Work with internal teams and compliance to complete client due diligence (CDD).
• Perform AML risk assessments on new and existing accounts.
• Check supporting documents (e.g., tax forms, financial records) for accuracy and compliance.
• Keep updated on AML/CFT regulations and ensure policies meet requirements.
• Maintain consistent workflows and adherence to internal procedures.
• Support audits, reports, and other compliance-related tasks.

Requirements

• Diploma/Degree with at least 2 years’ experience in financial institutions, including SOW writing and corroboration of SOW/SOF.
• Knowledge of KYC/AML regulations and processes.
• Detail-oriented and able to manage high volumes of documentation under tight deadlines.
• Proactive team player, adaptable, and able to work independently.

We are an equal opportunities employer.