Senior Investment Compliance Analyst

Wellington Management; Singapore; In loco; SGD 90.000 - 140.000; Tempo pieno

Descrizione del lavoro

Wellington Management in Singapore is seeking a Senior Investment Compliance Analyst within the Investment Operations Team. You will support investment teams to ensure compliance with client guidelines and regulations, and you will monitor and evaluate guidelines using the Sentinel system.

You will perform real-time pre-trade support and help resolve post-trade exceptions, working with Global Relationship Teams, Product Management and Portfolio Management to deepen understanding of investment

Competenze

• Experience with investment types including equity, fixed income and derivative securities.
• Experience in guideline monitoring, investment operations, or compliance is advantageous.
• Energetic, self-confident, and inquisitive mindset.
• Self-starter, results-driven, and controls conscious.
• Strong organizational skills with ability to manage competing priorities.
• Excellent interpersonal and communication abilities.
• Ability to work independently and collaboratively.
• Excellent attention to detail.
• Proficiency with Word, Excel and similar software.

Mansioni

• Provide support to investment teams to ensure transactions and holdings comply with client guidelines and regulatory requirements.
• Review Investment Management Agreements, evaluate client guidelines, and maintain the guideline monitoring system Sentinel.
• Perform real-time, pre-trade support with investors.
• Resolve post-trade incident exceptions from Sentinel.
• Collaborate with Guideline Monitoring Analysts and Global Relationship Teams, Product Management and Portfolio Management.
• Develop deep understanding of investment strategies relative to client guidelines and regulatory requirements.

Conoscenze

Investment knowledge

Analytical mindset

Attention to detail

Interpersonal communication

Time management

Strumenti

Sentinel

Excel

Word

Descrizione del lavoro

Title: Senior Investment Compliance Analyst

Team: Investment Operations Team (Global Operations)

Location: Singapore

About The Role

We are currently seeking a Senior Investment Compliance Analyst ("Analyst") who will be part of the Investment Operations Team within Global Operations. The Global Operations division brings technology and operations together to deliver better and more efficient outcomes for our clients and business partners.

Responsibilities

• The Analyst will focus on providing support to investment teams, to ensure that investment transactions and holdings are compliant with client guidelines and regulatory requirements.
• The Analyst will be part of the team that:
• Reviews Investment Management Agreements, evaluates client guidelines, and maintains the guideline monitoring system, called Sentinel.
• Performs real-time, pre-trade support with investors.
• Resolves post-trade incident exceptions generated from Sentinel.
• The Analyst will work collaboratively with other Guideline Monitoring Analysts, as well as other internal teams, specifically our Global Relationship Teams, Product Management and Portfolio Management.
• The Analyst will develop a deep understanding of investment strategies relative to client guidelines and regulatory requirements.

Qualifications

• Candidate must demonstrate a working knowledge of investment types, including equity and fixed income products, and derivative securities.
• Prior experience in guideline monitoring, investment operations, or compliance, or an understanding of different regulatory regimes would be advantageous but is not required.
• Candidate should be energetic, self-confident, and have an inquisitive mind.
• An ideal candidate should be a self-starter who is results-driven, and be controls conscious.
• Possess strong organizational skills and proven ability to manage assignments with competing priorities.
• Exhibit strong interpersonal and communicative abilities.
• Demonstrated capability to perform both independently and collaboratively.
• Possess excellent attention to detail.
• Exhibit strong proficiency in computer skills and digital literacy, particularly with Word, Excel, and similar software applications.

Equal Opportunity Employer

Wellington Management ensures that all qualified applicants will receive equal consideration for employment without regard to race, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability (physical or mental), medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information, or any other characteristic protected by applicable law. If you are a candidate with a disability, or are assisting a candidate with a disability, and require an accommodation to apply for one of our jobs, please email us at [e-mail].