Senior Distribution Compliance & Risk Oversight

PERSOL SINGAPORE PTE. LTD.; Singapore; On-site; SGD 60,000 - 110,000; Full time

Job summary

PERSOL Singapore Pte Ltd is seeking a risk and governance-minded professional to strengthen our financial services practice in Singapore. You will evaluate agencies, identify gaps, and help implement enhanced frameworks while supporting day-to-day operations within a dynamic team.

Ideal candidates bring 2-3 years in financial services or insurance, CMFAS qualifications are advantageous, and strong communication and analytical skills to manage diverse stakeholder groups and ensure compliance with

Qualifications

• Bachelor's degree or higher in Banking, Finance, Business or Accounting.
• 2-3 years of experience in financial services or insurance.
• CMFAS qualifications (M5, M9, M9A, HI) are advantageous.
• Proficient in MS Office applications (Excel, Word, Outlook, PowerPoint).
• Strong interpersonal and verbal/written communication skills.

Responsibilities

• Conduct agency evaluations to analyze trends and identify potential gaps.
• Review areas for improvement and implement enhanced frameworks tailored for the business.
• Assist with day-to-day operations and support the team’s functions.
• Facilitate training for team members on sales advisory processes and point-of-sales systems.
• Monitor competency standards for supervisors and representatives to ensure compliance with industry guidelines.
• Conduct timely reviews and follow-ups on cases flagged by the approved monitoring system and other sources.
• Assist in the development and implementation of communication plans regarding competency standards.
• Engage and coach representatives and supervisors regarding sales activities, quality management, and training needs.
• Perform trend analysis to identify potential risks in sales advisory and market conduct.
• Update standard operating procedures (SOPs) and internal guidelines as necessary.
• Address inquiries and concerns from various internal and external stakeholders.
• Participate in special projects and initiatives to meet business needs.
• Identify and highlight potential risks, sharing best practices for risk management.

Skills

Interpersonal communication

Stakeholder management

Analytical thinking

Attention to detail

Independent and collaborative

Proactive problem solving

Education

Bachelor's degree or higher in Banking, Finance, Business or Accounting

Tools

MS Office

Job description

PERSOL Singapore Pte Ltd is seeking a risk and governance-minded professional to strengthen our financial services practice in Singapore. You will evaluate agencies, identify gaps, and help implement enhanced frameworks while supporting day-to-day operations within a dynamic team.

Ideal candidates bring 2-3 years in financial services or insurance, CMFAS qualifications are advantageous, and strong communication and analytical skills to manage diverse stakeholder groups and ensure compliance with