Senior Compliance Officer - Private Banking | Singapore, SG | In-Office

Senior Compliance Officer - Private Banking

Charterhouse is supporting an international bank to source for Senior Compliance Officer. You will be performing reviews of existing accounts and provide advisory to business on AML/ KYC matters.

RESPONSIBILITIES:

The incumbent will be performing enhanced due diligence periodic reviews of PEP (and any other high risk) clients. You will be tasked to investigate KYC related issues relating to PEP periodic reviews or any other high risk periodic review escalated by first-line function.

You will act as a SME to handle related queries from internal and external stakeholders. You should be able to make sound judgement on whether to block or unblock transactions and provide advise to front office on their client matters.

You should be kept updated on the changes in the domestic regulatory requirements (MAS), when required to provide training of internal new or revised policies and procedures and external new regulations to relevant stakeholders.

REQUIREMENTS:

To qualify for the role, you should have:

• Degree
• Min. 6 years of experience in preferably in Wealth Management or Private Banking focusing on KYC/AML reviews
• Knowledge in the use of Factiva
• Interpersonal skill to work as team player
• Able to work independently with minimal supervision
• Able to work with different stakeholders to investigate alerts/exceptions and recommend improvements

Please contact Xuan Kwok at +65 6950 0354 or XuanK@charterhouse.com.sg for a confidential discussion.

Only successful candidates will be notified.